{ "crd_number": 284257, "slug": "osage-pacific-advisors-inc-laguna-hills-ca-284257", "primary_business_name": "OSAGE PACIFIC ADVISORS, INC.", "legal_name": "OSAGE PACIFIC ADVISORS, INC.", "dbas": [], "city": "Laguna Hills", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2024-02-20", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-06-10", "carried_forward": false, "raum_total": 3207426.0, "raum_discretionary": 0.0, "raum_non_discretionary": 3207426.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 669380.0, "count": null, "fewer_than_5": true }, "pension_profit_sharing": { "raum": 2538046.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "CA" ], "websites": [ "https://osagepacific.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284257", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(3)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" } ], "city_as_filed": "LAGUNA HILLS", "url": "https://advisorcensus.com/firm/osage-pacific-advisors-inc-laguna-hills-ca-284257", "display_name": "Osage Pacific Advisors, Inc.", "summary": "Osage Pacific Advisors, Inc. is a state-registered investment advisory firm in Laguna Hills, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.", "citation": "AdvisorCensus. Osage Pacific Advisors, Inc. (CRD 284257): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Pension consulting services" ], "quick_answers": [ { "q": "How is Osage Pacific Advisors, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Osage Pacific Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Osage Pacific Advisors, Inc. located?", "a": "Osage Pacific Advisors, Inc.'s principal office is in Laguna Hills, CA, according to its Form ADV." }, { "q": "Is Osage Pacific Advisors, Inc. registered with the SEC or a state?", "a": "Osage Pacific Advisors, Inc. is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 284257." }, { "q": "How much does Osage Pacific Advisors, Inc. manage?", "a": "Osage Pacific Advisors, Inc. reports $3,207,426 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (0% discretionary)." }, { "q": "Does Osage Pacific Advisors, Inc. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284257" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/osage-pacific-advisors-inc-laguna-hills-ca-284257.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": null, "fewer_than_5": true, "raum": 669380.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 2538046.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284257", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }