# Ortman Finances, LLC

> Ortman Finances, LLC is a state-registered investment advisory firm in Canistota, SD, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 331714
- Filed as: ORTMAN FINANCES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Canistota, SD
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331714
- AdvisorCensus page: https://advisorcensus.com/firm/ortman-finances-llc-canistota-sd-331714

## Quick answers

**How is Ortman Finances, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ortman Finances, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Ortman Finances, LLC located?**
Ortman Finances, LLC's principal office is in Canistota, SD, according to its Form ADV.

**Is Ortman Finances, LLC registered with the SEC or a state?**
Ortman Finances, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331714.

**How much does Ortman Finances, LLC manage?**
Ortman Finances, LLC reports $458,661 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**What types of clients does Ortman Finances, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); high net worth individuals (2).

**Does Ortman Finances, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331714

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $458,661
- Discretionary: $458,661
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $152,667 |
| High net worth individuals | 2 | $305,994 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA, SD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ortmanfinances.com
- Facebook @OrtmanFinances
- Instagram @trey.finance
- LinkedIn @ortman-finances-llc
- X @trey_finance

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ortman Finances, LLC (CRD 331714): Form ADV filing data as of October 2026.