{
  "crd_number": 144847,
  "slug": "orser-capital-management-llc-southlake-tx-144847",
  "primary_business_name": "ORSER CAPITAL MANAGEMENT LLC",
  "legal_name": "ORSER CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Southlake",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-07-29",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-02-19",
  "carried_forward": false,
  "raum_total": 289781292.0,
  "raum_discretionary": 289781292.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2232826.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 25947685.0,
      "count": 77
    },
    "pension_profit_sharing": {
      "raum": 19461.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 260476985.0,
      "count": 64
    },
    "corporations_other_businesses": {
      "raum": 1104335.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MT",
    "TX"
  ],
  "websites": [
    "https://orsercapitalmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144847",
  "city_as_filed": "SOUTHLAKE",
  "url": "https://advisorcensus.com/firm/orser-capital-management-llc-southlake-tx-144847",
  "display_name": "Orser Capital Management LLC",
  "summary": "Orser Capital Management LLC is an SEC-registered investment advisory firm in Southlake, TX, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.",
  "citation": "AdvisorCensus. Orser Capital Management LLC (CRD 144847): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Orser Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Orser Capital Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Orser Capital Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Orser Capital Management LLC located?",
      "a": "Orser Capital Management LLC's principal office is in Southlake, TX, according to its Form ADV."
    },
    {
      "q": "Is Orser Capital Management LLC registered with the SEC or a state?",
      "a": "Orser Capital Management LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 144847."
    },
    {
      "q": "How much does Orser Capital Management LLC manage?",
      "a": "Orser Capital Management LLC reports $289,781,292 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary)."
    },
    {
      "q": "How have Orser Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Orser Capital Management LLC: Regulatory assets under management: $236,067,046 in the October 2021 data and $289,781,292 in the October 2026 data, up 23%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Orser Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (77); high net worth individuals (64)."
    },
    {
      "q": "Which custodians does Orser Capital Management LLC use?",
      "a": "Orser Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Orser Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144847"
    },
    {
      "q": "Does Orser Capital Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 19, 2026 says: \"The Firm has a preferred minimum account size of $50,000.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 236067046.0,
      "total_employees": 2,
      "filing_date": "2021-02-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 265546609.0,
      "total_employees": 2,
      "filing_date": "2022-02-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 223517825.0,
      "total_employees": 2,
      "filing_date": "2023-03-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 234683077.0,
      "total_employees": 2,
      "filing_date": "2024-01-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 288538612.0,
      "total_employees": 2,
      "filing_date": "2025-02-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 289781292.0,
      "total_employees": 2,
      "filing_date": "2026-02-19"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": "$50,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The Firm charges an annual investment advisory fee of up to 1.00% of assets under management. The fee is negotiable, is determined at the time the client signs the investment advisory agreement, and is based on the complexity of each client’s individual situation."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $50,000"
        ],
        "quotes": [
          "The Firm has a preferred minimum account size of $50,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.0,
      "account_minimum": 50000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Firm charges an annual investment advisory fee of up to 1.00% of assets under management. The fee is negotiable, is determined at the time the client signs the investment advisory agreement, and is based on the complexity of each client’s individual situation.",
      "The Firm has a preferred minimum account size of $50,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/orser-capital-management-llc-southlake-tx-144847.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 77,
      "fewer_than_5": false,
      "raum": 25947685.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 64,
      "fewer_than_5": false,
      "raum": 260476985.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 19461.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2232826.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1104335.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144847",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}