# Ormonde Investment Management, LLC

> Ormonde Investment Management, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 313328
- Filed as: ORMONDE INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313328
- AdvisorCensus page: https://advisorcensus.com/firm/ormonde-investment-management-llc-dallas-tx-313328

## Quick answers

**How is Ormonde Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ormonde Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Ormonde Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated July 9, 2026 states: Asset-based fee: 0.1% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ormonde Investment Management, LLC located?**
Ormonde Investment Management, LLC's principal office is in Dallas, TX, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ormonde Investment Management, LLC registered with the SEC or a state?**
Ormonde Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313328.

**How much does Ormonde Investment Management, LLC manage?**
Ormonde Investment Management, LLC reports $105,344,195 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (0% discretionary).

**How have Ormonde Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Ormonde Investment Management, LLC: Regulatory assets under management: $50,086,360 in the October 2021 data and $105,344,195 in the October 2026 data, up 110%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ormonde Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1); state or municipal government entities (including government pension plans) (1); corporations or other businesses not listed above (1).

**Which custodians does Ormonde Investment Management, LLC use?**
Ormonde Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank N.A., London Branch, Goldman Bank Europe SE and JPMorgan Chase Bank, N.A. as custodians holding 10% or more of its separately managed account assets.

**Does Ormonde Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313328

**What changed in Ormonde Investment Management, LLC's recent Form ADV filings?**
In the August 2026 filing data: No longer lists an office in Dallas, TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 9, 2026)

- Asset-based fee: 0.1% to 1% a year (a range, as the brochure states it)

> The asset-based fee (where charged) will vary (generally between 0.10% and 1.0% per annum) depending upon the market value of the assets under management and the type of investment management services to be rendered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Citibank N.A., London Branch
- Goldman Bank Europe SE
- JPMorgan Chase Bank, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $105,344,195
- Discretionary: $90,000
- Non-discretionary: $105,254,195

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $105,254,195 |
| State or municipal government entities (including government pension plans) | 1 | $60,000 |
| Corporations or other businesses not listed above | 1 | $30,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- ormondeinvestments.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $50,086,360 | 2 | March 1, 2021 |
| October 2022 | $4,500,000 | 4 | September 26, 2022 |
| October 2023 | $155,163,504 | 3 | March 31, 2023 |
| October 2024 | $84,500,000 | 5 | March 29, 2024 |
| October 2025 | $93,670,817 | 2 | February 11, 2025 |
| October 2026 | $105,344,195 | 2 | July 9, 2026 |

Regulatory assets under management: $50,086,360 in the October 2021 data and $105,344,195 in the October 2026 data, up 110%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- No longer lists an office in Dallas, TX.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Changed its legal name from Ormonde USA LLC to Ormonde Investment Management, LLC.
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ormonde Investment Management, LLC (CRD 313328): Form ADV filing data as of October 2026.