# Orix Advisers, LLC

> Orix Advisers, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 307580
- Filed as: ORIX ADVISERS, LLC
- Also doing business as: ORIX ADVISERS, ORIX CAPITAL PARTNERS, ORIX CAPITAL PARTNERS PE, LLC, SIGNAL PEAK, SIGNAL PEAK CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307580
- AdvisorCensus page: https://advisorcensus.com/firm/orix-advisers-llc-new-york-ny-307580

## Quick answers

**How is Orix Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Orix Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Orix Advisers, LLC located?**
Orix Advisers, LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Orix Advisers, LLC registered with the SEC or a state?**
Orix Advisers, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307580.

**How much does Orix Advisers, LLC manage?**
Orix Advisers, LLC reports $9,625,175,717 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (76% discretionary).

**How have Orix Advisers, LLC's assets and staff changed since 2021?**
In the Form ADV data for Orix Advisers, LLC: Regulatory assets under management: $5,768,768,924 in the October 2021 data and $9,625,175,717 in the October 2026 data, up 67%. Total employees: 258 in October 2021 and 372 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Orix Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15).

**Does Orix Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307580

**Does Orix Advisers, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 29, 2026 says: "ORIX Advisers currently does not require a minimum account size."

**What changed in Orix Advisers, LLC's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 62 to 73. Regulatory assets under management went from $8,159,344,721 to $9,625,175,717 (+18%). Changed its office addresses in San Francisco, CA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 29, 2026)

- Account minimum: None

> ORIX Advisers currently does not require a minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $9,625,175,717
- Discretionary: $7,267,317,976
- Non-discretionary: $2,357,857,741

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $6,569,429,813 |
| Insurance companies | Fewer than 5 | $483,624,284 |
| Corporations or other businesses not listed above | Fewer than 5 | $434,483,805 |
| Other | Fewer than 5 | $2,137,637,815 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 372 total, 73 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Bellevue, WA
- Dallas, TX
- London
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- orixcapitalpartners.com
- spcm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,768,768,924 | 258 | June 29, 2021 |
| October 2022 | $6,437,535,583 | 280 | July 28, 2022 |
| October 2023 | $8,200,619,462 | 306 | June 29, 2023 |
| October 2024 | $8,128,446,945 | 305 | June 27, 2024 |
| October 2025 | $8,239,116,741 | 328 | June 27, 2025 |
| October 2026 | $9,625,175,717 | 372 | August 5, 2026 |

Regulatory assets under management: $5,768,768,924 in the October 2021 data and $9,625,175,717 in the October 2026 data, up 67%.
Total employees: 258 in October 2021 and 372 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 62 to 73.
- Regulatory assets under management went from $8,159,344,721 to $9,625,175,717 (+18%).
- Changed its office addresses in San Francisco, CA.
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Orix Advisers, LLC (CRD 307580): Form ADV filing data as of October 2026.