# Origin Investment Advisory LLC

> Origin Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 305353
- Filed as: ORIGIN INVESTMENT ADVISORY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305353
- AdvisorCensus page: https://advisorcensus.com/firm/origin-investment-advisory-llc-305353

## Quick answers

**How is Origin Investment Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Origin Investment Advisory LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Is Origin Investment Advisory LLC registered with the SEC or a state?**
Origin Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 305353.

**How much does Origin Investment Advisory LLC manage?**
Origin Investment Advisory LLC reports $34,660,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (6% discretionary).

**How have Origin Investment Advisory LLC's assets and staff changed since 2021?**
In the Form ADV data for Origin Investment Advisory LLC: Regulatory assets under management: $505,000 in the October 2022 data and $34,660,000 in the October 2026 data, up 6763%. Total employees: 37 in October 2021 and 41 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Origin Investment Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,591).

**Which custodians does Origin Investment Advisory LLC use?**
Origin Investment Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Drivewealth, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Origin Investment Advisory LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305353

**Does Origin Investment Advisory LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "The Firm does not impose minimum asset requirements for opening or maintaining an account, nor are there minimum investment amounts or account sizes associated with its financial planning services."

**What changed in Origin Investment Advisory LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 56 to 40. Regulatory assets under management went from $2,147,404 to $34,660,000 (+1514%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: None

> The Firm does not impose minimum asset requirements for opening or maintaining an account, nor are there minimum investment amounts or account sizes associated with its financial planning services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Drivewealth, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $34,660,000
- Discretionary: $2,210,000
- Non-discretionary: $32,450,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7,591 | $34,660,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 41 total, 40 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- reddit.com/r/OriginFinancial
- useorigin.com
- Facebook @p
- Instagram @use.origin
- LinkedIn @origin-financial
- X @useorigin

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 37 | June 30, 2021 |
| October 2022 | $505,000 | 135 | September 20, 2022 |
| October 2023 | $478,000 | 219 | August 15, 2023 |
| October 2024 | $896,331 | 144 | August 8, 2024 |
| October 2025 | $2,147,404 | 162 | March 10, 2025 |
| October 2026 | $34,660,000 | 41 | March 26, 2026 |

Regulatory assets under management: $505,000 in the October 2022 data and $34,660,000 in the October 2026 data, up 6763%.
Total employees: 37 in October 2021 and 41 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 56 to 40.
- Regulatory assets under management went from $2,147,404 to $34,660,000 (+1514%).

### March 2026
- Registered or notice-filed in AK, AL, AR, CT, DC, DE, HI, IN, KY, LA, MD, ME, MN, MO, MS, MT, NC, ND, NE, NH, OH, OK, OR, PR, SD, UT, VA, VI, VT, WI, WV, WY.

### January 2026
- No longer registered or notice-filed in MN, MO.

### December 2025
- Registered or notice-filed in ID, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Origin Investment Advisory LLC (CRD 305353): Form ADV filing data as of October 2026.