# Oriental Trust

> Oriental Trust is an SEC-registered investment advisory firm in San Juan, PR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 312982
- Filed as: ORIENTAL TRUST
- Legal name: Oriental Bank
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Juan, PR
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312982
- AdvisorCensus page: https://advisorcensus.com/firm/oriental-trust-san-juan-pr-312982

## Quick answers

**How is Oriental Trust compensated?**
On its Form ADV (Item 5.E, October 2026), Oriental Trust reports these compensation arrangements: a percentage of assets under its management.

**Where is Oriental Trust located?**
Oriental Trust's principal office is in San Juan, PR, according to its Form ADV.

**Is Oriental Trust registered with the SEC or a state?**
Oriental Trust is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312982.

**How much does Oriental Trust manage?**
Oriental Trust reports $322,613,665 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Oriental Trust's assets and staff changed since 2021?**
In the Form ADV data for Oriental Trust: Regulatory assets under management: $370,941,092 in the October 2022 data and $322,613,665 in the October 2026 data, down 13%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oriental Trust serve?**
By number of clients on Form ADV Item 5.D: investment companies (2).

**Does Oriental Trust report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312982

**What changed in Oriental Trust's recent Form ADV filings?**
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $322,613,665
- Discretionary: $322,613,665
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 2 | $322,613,665 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 9 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dgiinvest.com
- orientalbank.com/en/for-you/ira-accounts/dgi-balanced-fund

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 8 | June 11, 2021 |
| October 2022 | $370,941,092 | 8 | April 1, 2022 |
| October 2023 | $304,961,494 | 8 | March 28, 2023 |
| October 2024 | $301,441,418 | 8 | March 27, 2024 |
| October 2025 | $296,410,953 | 9 | March 25, 2025 |
| October 2026 | $322,613,665 | 9 | March 27, 2026 |

Regulatory assets under management: $370,941,092 in the October 2022 data and $322,613,665 in the October 2026 data, down 13%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oriental Trust (CRD 312982): Form ADV filing data as of October 2026.