# Opus Capital Management

> Opus Capital Management is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 106528
- Filed as: OPUS CAPITAL MANAGEMENT
- Legal name: Opus Capital Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106528
- AdvisorCensus page: https://advisorcensus.com/firm/opus-capital-management-cincinnati-oh-106528

## Quick answers

**How is Opus Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Opus Capital Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Opus Capital Management located?**
Opus Capital Management's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Opus Capital Management registered with the SEC or a state?**
Opus Capital Management is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106528.

**How much does Opus Capital Management manage?**
Opus Capital Management reports $1,513,496,825 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (68% discretionary).

**How have Opus Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Opus Capital Management: Regulatory assets under management: $753,217,174 in the October 2021 data and $1,513,496,825 in the October 2026 data, up 101%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Opus Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (259); individuals (other than high net worth individuals) (156); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Which custodians does Opus Capital Management use?**
Opus Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Opus Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106528

**Does Opus Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We offer investment advisory services to individuals and high net worth individuals, public and corporate pension and profit-sharing plans, charitable institutions, foundations, endowments, and corporations. Generally, the minimum account size is $1,000,000."

**What changed in Opus Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,225,576,263 to $1,513,496,825 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $1,000,000

> We offer investment advisory services to individuals and high net worth individuals, public and corporate pension and profit-sharing plans, charitable institutions, foundations, endowments, and corporations. Generally, the minimum account size is $1,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,513,496,825
- Discretionary: $1,022,676,691
- Non-discretionary: $490,820,134

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 156 | $51,531,840 |
| High net worth individuals | 259 | $855,344,321 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $357,263,777 |
| Charitable organizations | 6 | $233,081,022 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $16,275,865 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 1996 (30 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, IN, KY, MI, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- opus.capital
- opusinc.com
- Facebook @OPUSCAPITALMGMT
- LinkedIn @OPUS-CAPITAL-MANAGEMENT
- X @OPUSCAPITALMGMT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $753,217,174 | 6 | March 25, 2021 |
| October 2022 | $882,706,586 | 8 | March 29, 2022 |
| October 2023 | $894,396,432 | 8 | March 29, 2023 |
| October 2024 | $1,057,838,984 | 8 | March 27, 2024 |
| October 2025 | $1,225,576,263 | 7 | March 27, 2025 |
| October 2026 | $1,513,496,825 | 7 | March 27, 2026 |

Regulatory assets under management: $753,217,174 in the October 2021 data and $1,513,496,825 in the October 2026 data, up 101%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,225,576,263 to $1,513,496,825 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Opus Capital Management (CRD 106528): Form ADV filing data as of October 2026.