# Optivise Advisory Services LLC

> Optivise Advisory Services LLC is an SEC-registered investment advisory firm in Franklin, TN, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 301764
- Filed as: OPTIVISE ADVISORY SERVICES LLC
- Also doing business as: 401K WEALTH MANAGEMENT, ANCHOR WEALTH, BOTH HANDS FINANCIAL GROUP, KEVIN MOSS FINANCIAL MANAGEMENT, LS WEALTH MANAGEMENT, PINNACLE WEALTH MANAGEMENT, SB FINANCIAL GROUP, SHIELD FINANCIAL GROUP, THE CLOQUETTE GROUP, WALLIN, HARGIS, & COLQUETTE, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Franklin, TN
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301764
- AdvisorCensus page: https://advisorcensus.com/firm/optivise-advisory-services-llc-franklin-tn-301764

## Quick answers

**How is Optivise Advisory Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Optivise Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Where is Optivise Advisory Services LLC located?**
Optivise Advisory Services LLC's principal office is in Franklin, TN, according to its Form ADV; the August 2026 filing also lists 16 other offices (Schedule D, Section 1.F).

**Is Optivise Advisory Services LLC registered with the SEC or a state?**
Optivise Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301764.

**How much does Optivise Advisory Services LLC manage?**
Optivise Advisory Services LLC reports $287,936,257 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have Optivise Advisory Services LLC's assets and staff changed since 2021?**
In the Form ADV data for Optivise Advisory Services LLC: Regulatory assets under management: $186,810,768 in the October 2021 data and $287,936,257 in the October 2026 data, up 54%. Total employees: 28 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Optivise Advisory Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,180); high net worth individuals (47); corporations or other businesses not listed above (6).

**Which custodians does Optivise Advisory Services LLC use?**
Optivise Advisory Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Optivise Advisory Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301764

**What changed in Optivise Advisory Services LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $287,936,257
- Discretionary: $287,936,257
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,180 | $170,757,391 |
| High net worth individuals | 47 | $116,391,703 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $354,097 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $433,066 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 25 total, 22 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, CA, CO, FL, GA, IN, KS, KY, LA, ME, MN, MO, NC, OH, OK, PA, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Appleton, WI
- Bangor, ME
- Brentwood, TN
- Chattanooga, TN
- Columbia, TN
- Fairview, TN
- Fayetteville, AR
- Franklin, TN
- Hot Springs Village, AR
- Humble, TX
- Lafayette, IN
- Maumelle, AR
- Pine Island, MN
- San Antonio, TX
- Scotts Hill, TN
- Spring Hill, FL

### Websites listed on Form ADV (Item 1.I)
- 401kmanage.com
- bothhandsfg.com
- colquettegroup.com
- kevinmossfinancial.com
- lswealthmanagement.com
- myfinancialanchor.com
- optiviseria.com
- pinnaclewealth.info
- sbfinancialgroup.com
- shieldfinancialgroup.com
- vinefamilyoffice.com
- whcwealth.com
- LinkedIn @optivise-advisory-services

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $186,810,768 | 28 | August 16, 2021 |
| October 2022 | $258,846,649 | 24 | February 11, 2022 |
| October 2023 | $234,504,876 | 20 | April 24, 2023 |
| October 2024 | $254,523,042 | 23 | March 26, 2024 |
| October 2025 | $267,384,088 | 25 | May 28, 2025 |
| October 2026 | $287,936,257 | 25 | July 14, 2026 |

Regulatory assets under management: $186,810,768 in the October 2021 data and $287,936,257 in the October 2026 data, up 54%.
Total employees: 28 in October 2021 and 25 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in WA.

### April 2026
- Added the business name Anchor Wealth.
- Added the business name SB Financial Group.
- Added the business name Both Hands Financial Group.
- Added the business name Pinnacle Wealth Management.
- Added the business name Wallin, Hargis, & Colquette, LLC.
- Changed its office addresses in Appleton, WI.
- Added an office in Brentwood, TN.
- Added an office in Fairview, TN.
- Added an office in Pine Island, MN.
- No longer lists an office in Bryan, OH.
- No longer lists an office in Definance, OH.
- No longer lists an office in Signal Hill, CA.
- No longer lists an office in Sparta, TN.
- Registered or notice-filed in KY, SC, VA.

### March 2026
- Registered or notice-filed in MN.

### January 2026
- Registered or notice-filed in MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optivise Advisory Services LLC (CRD 301764): Form ADV filing data as of October 2026.