{
  "crd_number": 301764,
  "slug": "optivise-advisory-services-llc-franklin-tn-301764",
  "primary_business_name": "OPTIVISE ADVISORY SERVICES LLC",
  "legal_name": "OPTIVISE ADVISORY SERVICES LLC",
  "dbas": [
    "401K WEALTH MANAGEMENT",
    "ANCHOR WEALTH",
    "BOTH HANDS FINANCIAL GROUP",
    "KEVIN MOSS FINANCIAL MANAGEMENT",
    "LS WEALTH MANAGEMENT",
    "PINNACLE WEALTH MANAGEMENT",
    "SB FINANCIAL GROUP",
    "SHIELD FINANCIAL GROUP",
    "THE CLOQUETTE GROUP",
    "WALLIN, HARGIS, & COLQUETTE, LLC"
  ],
  "city": "Franklin",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "34980",
  "metro": {
    "cbsa_code": "34980",
    "common_name": "Nashville",
    "msa_name": "Nashville-Davidson--Murfreesboro--Franklin, TN",
    "path": "/advisors/tn/nashville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-05-03",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-07-14",
  "carried_forward": false,
  "raum_total": 287936257.0,
  "raum_discretionary": 287936257.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 25,
  "advisory_employees": 22,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 354097.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 170757391.0,
      "count": 1180
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 116391703.0,
      "count": 47
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 433066.0,
      "count": 6
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "CA",
    "CO",
    "FL",
    "GA",
    "IN",
    "KS",
    "KY",
    "LA",
    "ME",
    "MN",
    "MO",
    "NC",
    "OH",
    "OK",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://401kmanage.com",
    "https://bothhandsfg.com",
    "https://colquettegroup.com",
    "https://kevinmossfinancial.com",
    "https://linkedin.com/company/optivise-advisory-services",
    "https://lswealthmanagement.com",
    "https://myfinancialanchor.com",
    "https://optiviseria.com",
    "https://pinnaclewealth.info",
    "https://sbfinancialgroup.com",
    "https://shieldfinancialgroup.com",
    "https://vinefamilyoffice.com",
    "https://whcwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301764",
  "city_as_filed": "FRANKLIN",
  "url": "https://advisorcensus.com/firm/optivise-advisory-services-llc-franklin-tn-301764",
  "display_name": "Optivise Advisory Services LLC",
  "summary": "Optivise Advisory Services LLC is an SEC-registered investment advisory firm in Franklin, TN, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.",
  "citation": "AdvisorCensus. Optivise Advisory Services LLC (CRD 301764): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Optivise Advisory Services LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Optivise Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Optivise Advisory Services LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: up to $10,000 (broad-based planning services); Hourly rate: up to $200 an hour (specific services (such as a modular plan or hourly services)); Subscription: $30 to $200 a month (Management Advice and Services for Employer-Sponsored Defined Contribution…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Optivise Advisory Services LLC located?",
      "a": "Optivise Advisory Services LLC's principal office is in Franklin, TN, according to its Form ADV; the August 2026 filing also lists 16 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Optivise Advisory Services LLC registered with the SEC or a state?",
      "a": "Optivise Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301764."
    },
    {
      "q": "How much does Optivise Advisory Services LLC manage?",
      "a": "Optivise Advisory Services LLC reports $287,936,257 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary)."
    },
    {
      "q": "How have Optivise Advisory Services LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Optivise Advisory Services LLC: Regulatory assets under management: $186,810,768 in the October 2021 data and $287,936,257 in the October 2026 data, up 54%. Total employees: 28 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Optivise Advisory Services LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,180); high net worth individuals (47); corporations or other businesses not listed above (6)."
    },
    {
      "q": "Which custodians does Optivise Advisory Services LLC use?",
      "a": "Optivise Advisory Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Optivise Advisory Services LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301764"
    },
    {
      "q": "What changed in Optivise Advisory Services LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in WA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 186810768.0,
      "total_employees": 28,
      "filing_date": "2021-08-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 258846649.0,
      "total_employees": 24,
      "filing_date": "2022-02-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 234504876.0,
      "total_employees": 20,
      "filing_date": "2023-04-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 254523042.0,
      "total_employees": 23,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 267384088.0,
      "total_employees": 25,
      "filing_date": "2025-05-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 287936257.0,
      "total_employees": 25,
      "filing_date": "2026-07-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in WA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Anchor Wealth.",
        "Added the business name SB Financial Group.",
        "Added the business name Both Hands Financial Group.",
        "Added the business name Pinnacle Wealth Management.",
        "Added the business name Wallin, Hargis, & Colquette, LLC.",
        "Changed its office addresses in Appleton, WI.",
        "Added an office in Brentwood, TN.",
        "Added an office in Fairview, TN.",
        "Added an office in Pine Island, MN.",
        "No longer lists an office in Bryan, OH.",
        "No longer lists an office in Definance, OH.",
        "No longer lists an office in Signal Hill, CA.",
        "No longer lists an office in Sparta, TN.",
        "Registered or notice-filed in KY, SC, VA."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in MN."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Registered or notice-filed in MO."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $10,000 (broad-based planning services)",
      "Hourly rate: up to $200 an hour (specific services (such as a modular plan or hourly services))",
      "Subscription: $30 to $200 a month (Management Advice and Services for Employer-Sponsored Defined Contribution…)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (broad-based planning services)"
        ],
        "quotes": [
          "Fixed Fees: Advisor may charge a fixed fee of up to $10,000.00, for broad-based planning services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: up to $200 an hour (specific services (such as a modular plan or hourly services))"
        ],
        "quotes": [
          "Hourly Fees: Advisor through their Associated Persons may charge an hourly fee of up to $200 for Clients who request specific services (such as a modular plan or hourly services)"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $30 to $200 a month (Management Advice and Services for Employer-Sponsored Defined Contribution…)"
        ],
        "quotes": [
          "Clients who enroll in this service may be charged a monthly recurring fee of between $30.00 to $200.00 per account."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "broad-based planning services"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": null,
          "max": 200.0,
          "period": "hour",
          "service": "specific services (such as a modular plan or hourly services)"
        },
        {
          "kind": "subscription",
          "amount": null,
          "min": 30.0,
          "max": 200.0,
          "period": "monthly",
          "service": "Management Advice and Services for Employer-Sponsored Defined Contribution Plans"
        }
      ]
    },
    "quotes": [
      "Fixed Fees: Advisor may charge a fixed fee of up to $10,000.00, for broad-based planning services.",
      "Hourly Fees: Advisor through their Associated Persons may charge an hourly fee of up to $200 for Clients who request specific services (such as a modular plan or hourly services)",
      "Clients who enroll in this service may be charged a monthly recurring fee of between $30.00 to $200.00 per account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/optivise-advisory-services-llc-franklin-tn-301764.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1180,
      "fewer_than_5": false,
      "raum": 170757391.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 47,
      "fewer_than_5": false,
      "raum": 116391703.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 354097.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 433066.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301764",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}