# Option Research & Technology Services, LLC

> Option Research & Technology Services, LLC is an SEC-registered investment advisory firm in Portsmouth, NH, registered since 2018, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 293933
- Filed as: OPTION RESEARCH & TECHNOLOGY SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portsmouth, NH
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/293933
- AdvisorCensus page: https://advisorcensus.com/firm/option-research-and-technology-services-llc-portsmouth-nh-293933

## Quick answers

**How is Option Research & Technology Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Option Research & Technology Services, LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Option Research & Technology Services, LLC located?**
Option Research & Technology Services, LLC's principal office is in Portsmouth, NH, according to its Form ADV.

**Is Option Research & Technology Services, LLC registered with the SEC or a state?**
Option Research & Technology Services, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 293933.

**How have Option Research & Technology Services, LLC's assets and staff changed since 2021?**
In the Form ADV data for Option Research & Technology Services, LLC: Total employees: 1 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Option Research & Technology Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,641); high net worth individuals (107); corporations or other businesses not listed above (39).

**Does Option Research & Technology Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/293933

**What changed in Option Research & Technology Services, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Registered or notice-filed in AL, AZ, CO, CT, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NJ, NV, OH, OR, PA, SC, TN, UT, VA, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,641 | $0 |
| High net worth individuals | 107 | $0 |
| Corporations or other businesses not listed above | 39 | $0 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [orats.com](https://orats.com)
- LinkedIn @option-research-&-technology-services-orats-
- X @optionrats
- YouTube @orats

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 1 | March 17, 2021 |
| October 2022 | Not reported | 1 | March 11, 2022 |
| October 2023 | Not reported | 1 | February 8, 2023 |
| October 2024 | Not reported | 4 | April 5, 2024 |
| October 2025 | Not reported | 4 | February 25, 2025 |
| October 2026 | Not reported | 5 | March 31, 2026 |

Total employees: 1 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Registered or notice-filed in AL, AZ, CO, CT, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NJ, NV, OH, OR, PA, SC, TN, UT, VA, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Option Research & Technology Services, LLC (CRD 293933): Form ADV filing data as of October 2026.