# Optimum Quantvest Corporation

> Optimum Quantvest Corporation is an SEC-registered investment advisory firm in Dallas, TX, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 301469
- Filed as: OPTIMUM QUANTVEST CORPORATION
- Also doing business as: OPTIMUM GLOBAL ASSET MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301469
- AdvisorCensus page: https://advisorcensus.com/firm/optimum-quantvest-corporation-dallas-tx-301469

## Quick answers

**How is Optimum Quantvest Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Optimum Quantvest Corporation reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Optimum Quantvest Corporation located?**
Optimum Quantvest Corporation's principal office is in Dallas, TX, according to its Form ADV.

**Is Optimum Quantvest Corporation registered with the SEC or a state?**
Optimum Quantvest Corporation is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301469.

**How much does Optimum Quantvest Corporation manage?**
Optimum Quantvest Corporation reports $695,131,211 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Optimum Quantvest Corporation's assets and staff changed since 2021?**
In the Form ADV data for Optimum Quantvest Corporation: Regulatory assets under management: $740,676,061 in the October 2021 data and $695,131,211 in the October 2026 data, down 6%. Total employees: 8 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Optimum Quantvest Corporation serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (5); insurance companies (5); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Optimum Quantvest Corporation use?**
Optimum Quantvest Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Comerica Bank and PNC as custodians holding 10% or more of its separately managed account assets.

**Does Optimum Quantvest Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301469

**What changed in Optimum Quantvest Corporation's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $528,313,315 to $695,131,211 (+32%). Registered or notice-filed in CT. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Comerica Bank
- PNC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $695,131,211
- Discretionary: $695,131,211
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 1 | $551,224 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $49,501,807 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 5 | $82,699,851 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $562,378,329 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- optimumgam.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $740,676,061 | 8 | June 17, 2021 |
| October 2022 | $617,492,333 | 4 | August 15, 2022 |
| October 2023 | $528,343,354 | 5 | March 20, 2023 |
| October 2024 | $575,330,977 | 5 | May 3, 2024 |
| October 2025 | $528,313,315 | 4 | March 21, 2025 |
| October 2026 | $695,131,211 | 4 | March 23, 2026 |

Regulatory assets under management: $740,676,061 in the October 2021 data and $695,131,211 in the October 2026 data, down 6%.
Total employees: 8 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $528,313,315 to $695,131,211 (+32%).
- Registered or notice-filed in CT.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in CT.

### December 2025
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optimum Quantvest Corporation (CRD 301469): Form ADV filing data as of October 2026.