# Optimum Capital Strategies

> Optimum Capital Strategies is a state-registered investment advisory firm in Beaverton, OR, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 18, 2026.

- CRD: 148483
- Filed as: OPTIMUM CAPITAL STRATEGIES
- Legal name: Optimum Capital Strategies LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Beaverton, OR
- Filing period: October 2026
- Form ADV filing dated: May 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148483
- AdvisorCensus page: https://advisorcensus.com/firm/optimum-capital-strategies-beaverton-or-148483

## Quick answers

**How is Optimum Capital Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), Optimum Capital Strategies reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Optimum Capital Strategies located?**
Optimum Capital Strategies' principal office is in Beaverton, OR, according to its Form ADV.

**Is Optimum Capital Strategies registered with the SEC or a state?**
Optimum Capital Strategies is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 148483.

**How much does Optimum Capital Strategies manage?**
Optimum Capital Strategies reports $33,526,074 in regulatory assets under management in its Form ADV filing dated May 18, 2026 (100% discretionary).

**What types of clients does Optimum Capital Strategies serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (15).

**Does Optimum Capital Strategies report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148483

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $33,526,074
- Discretionary: $33,526,074
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $8,012,346 |
| High net worth individuals | 15 | $25,513,728 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [investocs.com](https://investocs.com)
- LinkedIn @optimum-capital-strategies-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optimum Capital Strategies (CRD 148483): Form ADV filing data as of October 2026.