# Optimist Capital

> Optimist Capital is a state-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 7, 2026.

- CRD: 292023
- Filed as: OPTIMIST CAPITAL
- Legal name: Optimist Capital LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palm Beach Gardens, FL
- Filing period: October 2026
- Form ADV filing dated: January 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/292023
- AdvisorCensus page: https://advisorcensus.com/firm/optimist-capital-palm-beach-gardens-fl-292023

## Quick answers

**How is Optimist Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Optimist Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Optimist Capital located?**
Optimist Capital's principal office is in Palm Beach Gardens, FL, according to its Form ADV.

**Is Optimist Capital registered with the SEC or a state?**
Optimist Capital is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 292023.

**How much does Optimist Capital manage?**
Optimist Capital reports $96,723,707 in regulatory assets under management in its Form ADV filing dated January 7, 2026 (100% discretionary).

**What types of clients does Optimist Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (22); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Optimist Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/292023

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $96,723,707
- Discretionary: $96,723,707
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $6,002,738 |
| High net worth individuals | 39 | $75,391,094 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $12,193,006 |
| Charitable organizations | 2 | $1,287,221 |
| Corporations or other businesses not listed above | 2 | $1,849,648 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- optimistcap.com
- Facebook @OPTIMISTCAPITAL
- Instagram @optimistcapital
- LinkedIn @optimist-capital
- X @optimistcapital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optimist Capital (CRD 292023): Form ADV filing data as of October 2026.