# Optimal Planning LLC

> Optimal Planning LLC is a state-registered investment advisory firm in Concord, NC, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 283885
- Filed as: OPTIMAL PLANNING LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Concord, NC
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283885
- AdvisorCensus page: https://advisorcensus.com/firm/optimal-planning-llc-concord-nc-283885

## Quick answers

**How is Optimal Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Optimal Planning LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Optimal Planning LLC located?**
Optimal Planning LLC's principal office is in Concord, NC, according to its Form ADV.

**Is Optimal Planning LLC registered with the SEC or a state?**
Optimal Planning LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283885.

**How much does Optimal Planning LLC manage?**
Optimal Planning LLC reports $43,388,864 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (94% discretionary).

**What types of clients does Optimal Planning LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (100).

**Does Optimal Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283885

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $43,388,864
- Discretionary: $40,820,011
- Non-discretionary: $2,568,853

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 100 | $43,388,864 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- optimalplans.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optimal Planning LLC (CRD 283885): Form ADV filing data as of October 2026.