# Optima Trade & Investments, LLC

> Optima Trade & Investments, LLC is a state-registered investment advisory firm in Wheeling, WV, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 141381
- Filed as: OPTIMA TRADE & INVESTMENTS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wheeling, WV
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141381
- AdvisorCensus page: https://advisorcensus.com/firm/optima-trade-and-investments-llc-wheeling-wv-141381

## Quick answers

**How is Optima Trade & Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Optima Trade & Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Optima Trade & Investments, LLC located?**
Optima Trade & Investments, LLC's principal office is in Wheeling, WV, according to its Form ADV.

**Is Optima Trade & Investments, LLC registered with the SEC or a state?**
Optima Trade & Investments, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 141381.

**How much does Optima Trade & Investments, LLC manage?**
Optima Trade & Investments, LLC reports $0 in regulatory assets under management in its Form ADV filing dated March 25, 2026.

**Does Optima Trade & Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141381

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Market timing services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optima Trade & Investments, LLC (CRD 141381): Form ADV filing data as of October 2026.