# Optima Capital LLC

> Optima Capital LLC is an SEC-registered investment advisory firm in Beaverton, OR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 310146
- Filed as: OPTIMA CAPITAL LLC
- Also doing business as: PREMIER NETWORK
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Beaverton, OR
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310146
- AdvisorCensus page: https://advisorcensus.com/firm/optima-capital-llc-beaverton-or-310146

## Quick answers

**How is Optima Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Optima Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Optima Capital LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Optima Capital LLC located?**
Optima Capital LLC's principal office is in Beaverton, OR, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Optima Capital LLC registered with the SEC or a state?**
Optima Capital LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 310146.

**How much does Optima Capital LLC manage?**
Optima Capital LLC reports $379,783,137 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Optima Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Optima Capital LLC: Regulatory assets under management: $102,000,000 in the October 2021 data and $379,783,137 in the October 2026 data, up 272%. Total employees: 2 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Optima Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (590); high net worth individuals (81); corporations or other businesses not listed above (1).

**Which custodians does Optima Capital LLC use?**
Optima Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Optima Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310146

**Does Optima Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "In general, we require a minimum of $50,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Optima Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $292,800,549 to $379,783,137 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Our annual fee for Portfolio Management services is based on a percentage of the assets in your account and will not exceed 1.50%.

> Fees may be negotiable or waived at our sole discretion.

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $50,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $379,783,137
- Discretionary: $379,783,137
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 590 | $200,942,326 |
| High net worth individuals | 81 | $178,733,948 |
| Corporations or other businesses not listed above | 1 | $106,863 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, ID, IN, KS, LA, MO, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Liberty, MO
- Visalia, CA

### Websites listed on Form ADV (Item 1.I)
- optimacapitalllc.com
- premier.network

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $102,000,000 | 2 | April 23, 2021 |
| October 2022 | $130,288,000 | 3 | August 16, 2022 |
| October 2023 | $161,081,006 | 5 | August 10, 2023 |
| October 2024 | $247,698,070 | 6 | March 21, 2024 |
| October 2025 | $292,800,549 | 7 | March 13, 2025 |
| October 2026 | $379,783,137 | 7 | March 19, 2026 |

Regulatory assets under management: $102,000,000 in the October 2021 data and $379,783,137 in the October 2026 data, up 272%.
Total employees: 2 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $292,800,549 to $379,783,137 (+30%).

### January 2026
- No longer registered or notice-filed in IA.

### December 2025
- Registered or notice-filed in ID, IN, LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Optima Capital LLC (CRD 310146): Form ADV filing data as of October 2026.