{
  "crd_number": 299826,
  "slug": "optima-asset-management-lp-new-york-ny-299826",
  "primary_business_name": "OPTIMA ASSET MANAGEMENT LP",
  "legal_name": "OPTIMA ASSET MANAGEMENT LP",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-05-10",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-08-24",
  "carried_forward": false,
  "raum_total": 891567747.0,
  "raum_discretionary": 613831469.0,
  "raum_non_discretionary": 277736278.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 22,
  "advisory_employees": 14,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 18724000.0,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 37893000.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 142911278.0,
      "count": 5
    },
    "pooled_investment_vehicles": {
      "raum": 674496469.0,
      "count": 24
    },
    "corporations_other_businesses": {
      "raum": 17543000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NY"
  ],
  "websites": [
    "https://optima.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299826",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/optima-asset-management-lp-new-york-ny-299826",
  "display_name": "Optima Asset Management LP",
  "summary": "Optima Asset Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 24, 2026.",
  "citation": "AdvisorCensus. Optima Asset Management LP (CRD 299826): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Optima Asset Management LP compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Optima Asset Management LP reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Optima Asset Management LP located?",
      "a": "Optima Asset Management LP's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Optima Asset Management LP registered with the SEC or a state?",
      "a": "Optima Asset Management LP is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299826."
    },
    {
      "q": "How much does Optima Asset Management LP manage?",
      "a": "Optima Asset Management LP reports $891,567,747 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (69% discretionary)."
    },
    {
      "q": "How have Optima Asset Management LP's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Optima Asset Management LP: Regulatory assets under management: $887,411,000 in the October 2021 data and $891,567,747 in the October 2026 data, unchanged. Total employees: 21 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Optima Asset Management LP serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (24); high net worth individuals (5); investment companies (1)."
    },
    {
      "q": "Which custodians does Optima Asset Management LP use?",
      "a": "Optima Asset Management LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs International as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Optima Asset Management LP report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299826"
    },
    {
      "q": "What changed in Optima Asset Management LP's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Changed its legal name from Optima Asset Management LLC to Optima Asset Management LP. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 887411000.0,
      "total_employees": 21,
      "filing_date": "2021-04-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1058139000.0,
      "total_employees": 21,
      "filing_date": "2022-04-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 948914000.0,
      "total_employees": 22,
      "filing_date": "2023-07-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 812753000.0,
      "total_employees": 20,
      "filing_date": "2024-04-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 807385672.0,
      "total_employees": 30,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 891567747.0,
      "total_employees": 22,
      "filing_date": "2026-08-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Changed its legal name from Optima Asset Management LLC to Optima Asset Management LP.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $807,385,672 to $891,567,747 (+10%).",
        "Changed its office addresses in Palm Beach, FL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Goldman Sachs International",
      "name_as_filed": "GOLDMAN SACHS INTERNATIONAL",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/optima-asset-management-lp-new-york-ny-299826.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5,
      "fewer_than_5": false,
      "raum": 142911278.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 37893000.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 24,
      "fewer_than_5": false,
      "raum": 674496469.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 18724000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 17543000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299826",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}