# Opti Capital Management LP

> Opti Capital Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 292742
- Filed as: OPTI CAPITAL MANAGEMENT LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/292742
- AdvisorCensus page: https://advisorcensus.com/firm/opti-capital-management-lp-new-york-ny-292742

## Quick answers

**How is Opti Capital Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), Opti Capital Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Opti Capital Management LP located?**
Opti Capital Management LP's principal office is in New York, NY, according to its Form ADV.

**Is Opti Capital Management LP registered with the SEC or a state?**
Opti Capital Management LP is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 292742.

**How much does Opti Capital Management LP manage?**
Opti Capital Management LP reports $1,761,311,310 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Opti Capital Management LP's assets and staff changed since 2021?**
In the Form ADV data for Opti Capital Management LP: Regulatory assets under management: $1,419,397,939 in the October 2021 data and $1,761,311,310 in the October 2026 data, up 24%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Opti Capital Management LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); other investment advisers (2).

**Which custodians does Opti Capital Management LP use?**
Opti Capital Management LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Opti Capital Management LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/292742

**What changed in Opti Capital Management LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $2,505,542,111 to $1,761,311,310 (-30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,761,311,310
- Discretionary: $1,761,311,310
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $1,255,978,368 |
| Other investment advisers | 2 | $505,332,942 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,419,397,939 | 4 | March 30, 2021 |
| October 2022 | $1,585,542,418 | 6 | March 30, 2022 |
| October 2023 | $1,145,700,062 | 5 | April 1, 2023 |
| October 2024 | $1,219,901,217 | 5 | April 1, 2024 |
| October 2025 | $2,505,542,111 | 7 | March 28, 2025 |
| October 2026 | $1,761,311,310 | 6 | March 30, 2026 |

Regulatory assets under management: $1,419,397,939 in the October 2021 data and $1,761,311,310 in the October 2026 data, up 24%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $2,505,542,111 to $1,761,311,310 (-30%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Opti Capital Management LP (CRD 292742): Form ADV filing data as of October 2026.