# Opportunus Wealth Management, LLC

> Opportunus Wealth Management, LLC is an SEC-registered investment advisory firm in Gig Harbor, WA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 300141
- Filed as: OPPORTUNUS WEALTH MANAGEMENT, LLC
- Also doing business as: OPPORTUNUS WEALTH MANAGEMENT, PARALLAX 401K, RETIREMENT ADVOCATES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gig Harbor, WA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300141
- AdvisorCensus page: https://advisorcensus.com/firm/opportunus-wealth-management-llc-gig-harbor-wa-300141

## Quick answers

**How is Opportunus Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Opportunus Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is Opportunus Wealth Management, LLC located?**
Opportunus Wealth Management, LLC's principal office is in Gig Harbor, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Opportunus Wealth Management, LLC registered with the SEC or a state?**
Opportunus Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 300141.

**How much does Opportunus Wealth Management, LLC manage?**
Opportunus Wealth Management, LLC reports $102,895,047 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Opportunus Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Opportunus Wealth Management, LLC: Regulatory assets under management: $320,000,000 in the October 2021 data and $102,895,047 in the October 2026 data, down 68%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Opportunus Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); pension and profit sharing plans (but not the plan participants or government pension plans) (67); high net worth individuals (36).

**Which custodians does Opportunus Wealth Management, LLC use?**
Opportunus Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Opportunus Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300141

**Does Opportunus Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Opportunus currently does not require a minimum account size for opening or maintaining an account."

**What changed in Opportunus Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $77,201,288 to $102,895,047 (+33%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> Opportunus currently does not require a minimum account size for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $102,895,047
- Discretionary: $102,895,047
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $25,933,444 |
| High net worth individuals | 36 | $76,961,603 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 67 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, TX, UT, WA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Lake Oswego, OR

### Websites listed on Form ADV (Item 1.I)
- opportunuswealth.com
- parallax401.com
- theretirementadvocates.com
- LinkedIn @opportunus-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $320,000,000 | 3 | September 30, 2021 |
| October 2022 | $311,290,177 | 3 | March 3, 2022 |
| October 2023 | $56,150,640 | 3 | September 7, 2023 |
| October 2024 | $68,363,243 | 3 | March 27, 2024 |
| October 2025 | $77,201,288 | 3 | March 18, 2025 |
| October 2026 | $102,895,047 | 3 | March 30, 2026 |

Regulatory assets under management: $320,000,000 in the October 2021 data and $102,895,047 in the October 2026 data, down 68%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $77,201,288 to $102,895,047 (+33%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Opportunus Wealth Management, LLC (CRD 300141): Form ADV filing data as of October 2026.