# Oppenheimerfunds Inc

> Oppenheimerfunds Inc is an SEC-registered investment advisory firm in Atlanta, GA, registered since 1971, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 104983
- Filed as: OPPENHEIMERFUNDS INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104983
- AdvisorCensus page: https://advisorcensus.com/firm/oppenheimerfunds-inc-atlanta-ga-104983

## Quick answers

**How is Oppenheimerfunds Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Oppenheimerfunds Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Oppenheimerfunds Inc located?**
Oppenheimerfunds Inc's principal office is in Atlanta, GA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Oppenheimerfunds Inc registered with the SEC or a state?**
Oppenheimerfunds Inc is an SEC-registered investment advisory firm, registered since 1971. Status as filed: Approved. CRD 104983.

**How much does Oppenheimerfunds Inc manage?**
Oppenheimerfunds Inc reports $827,684 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Oppenheimerfunds Inc's assets and staff changed since 2021?**
In the Form ADV data for Oppenheimerfunds Inc: Regulatory assets under management: $3,160,677,557 in the October 2021 data and $827,684 in the October 2026 data, down 100%. Total employees: 0 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oppenheimerfunds Inc serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Oppenheimerfunds Inc report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104983

**What changed in Oppenheimerfunds Inc's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $253,927,602 to $827,684 (-100%). Added an office in Oxfordshire. Registered or notice-filed in GA, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $827,684
- Discretionary: $827,684
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $827,684 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1971 (54 years)
- Employees: 15 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, GA, MA, NY, OH, OK, PA, TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104983

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Oxfordshire

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,160,677,557 | 0 | June 30, 2021 |
| October 2022 | $1,577,873,672 | 0 | September 23, 2022 |
| October 2023 | $281,613,589 | 0 | October 2, 2023 |
| October 2024 | $196,997,290 | 0 | March 28, 2024 |
| October 2025 | $253,927,602 | 15 | April 22, 2025 |
| October 2026 | $827,684 | 15 | March 30, 2026 |

Regulatory assets under management: $3,160,677,557 in the October 2021 data and $827,684 in the October 2026 data, down 100%.
Total employees: 0 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $253,927,602 to $827,684 (-100%).
- Added an office in Oxfordshire.
- Registered or notice-filed in GA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oppenheimerfunds Inc (CRD 104983): Form ADV filing data as of October 2026.