{
  "crd_number": 336837,
  "slug": "openarc-corporate-advisory-llc-atlanta-ga-336837",
  "primary_business_name": "OPENARC CORPORATE ADVISORY, LLC",
  "legal_name": "OPENARC CORPORATE ADVISORY, LLC",
  "dbas": [],
  "city": "Atlanta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-07-08",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-16",
  "carried_forward": false,
  "raum_total": 10094562750.0,
  "raum_discretionary": 10094562750.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 146,
  "advisory_employees": 80,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 16306934.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 943138324.0,
      "count": 1485
    },
    "high_net_worth_individuals": {
      "raum": 9114919929.0,
      "count": 2356
    },
    "corporations_other_businesses": {
      "raum": 20197563.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://facebook.com/OpenArcCorporateAdvisory",
    "https://instagram.com/openarccorporate",
    "https://linkedin.com/company/openarc-corporate-advisory",
    "https://openarccorporate.com",
    "https://x.com/OpenArcCorp",
    "https://youtube.com/@OpenArcCorporate"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336837",
  "city_as_filed": "ATLANTA",
  "url": "https://advisorcensus.com/firm/openarc-corporate-advisory-llc-atlanta-ga-336837",
  "display_name": "Openarc Corporate Advisory, LLC",
  "summary": "Openarc Corporate Advisory, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2025, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.",
  "citation": "AdvisorCensus. Openarc Corporate Advisory, LLC (CRD 336837): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Openarc Corporate Advisory, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Openarc Corporate Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Openarc Corporate Advisory, LLC located?",
      "a": "Openarc Corporate Advisory, LLC's principal office is in Atlanta, GA, according to its Form ADV."
    },
    {
      "q": "Is Openarc Corporate Advisory, LLC registered with the SEC or a state?",
      "a": "Openarc Corporate Advisory, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336837."
    },
    {
      "q": "How much does Openarc Corporate Advisory, LLC manage?",
      "a": "Openarc Corporate Advisory, LLC reports $10,094,562,750 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Openarc Corporate Advisory, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Openarc Corporate Advisory, LLC: Regulatory assets under management: $0 in the October 2025 data and $10,094,562,750 in the October 2026 data. Total employees: 3 in October 2025 and 146 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Openarc Corporate Advisory, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2,356); individuals (other than high net worth individuals) (1,485)."
    },
    {
      "q": "Which custodians does Openarc Corporate Advisory, LLC use?",
      "a": "Openarc Corporate Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Openarc Corporate Advisory, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336837"
    },
    {
      "q": "Does Openarc Corporate Advisory, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 29, 2026 says: \"In general, we do not require a minimum dollar amount to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Openarc Corporate Advisory, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2025-07-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 10094562750.0,
      "total_employees": 146,
      "filing_date": "2026-09-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in ND, SD."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 140 to 80.",
        "Regulatory assets under management went from $443,705,451 to $10,094,562,750 (+2175%).",
        "Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, VT, WA, WI, WV, WY."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $0 to $443,705,451.",
        "Employees performing advisory functions went from 1 to 140.",
        "Changed its legal name from 1330 Advisors, LLC to Openarc Corporate Advisory, LLC.",
        "Registered or notice-filed in GA, IL, NJ, TX."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 29, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "In general, we do not require a minimum dollar amount to open and maintain an advisory account."
        ]
      }
    ],
    "quotes": [
      "In general, we do not require a minimum dollar amount to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/openarc-corporate-advisory-llc-atlanta-ga-336837.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1485,
      "fewer_than_5": false,
      "raum": 943138324.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2356,
      "fewer_than_5": false,
      "raum": 9114919929.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 16306934.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 20197563.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336837",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}