# Openair Financial, LLC

> Openair Financial, LLC is an SEC-registered investment advisory firm in Southlake, TX, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 300362
- Filed as: OPENAIR FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Southlake, TX
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300362
- AdvisorCensus page: https://advisorcensus.com/firm/openair-financial-llc-southlake-tx-300362

## Quick answers

**How is Openair Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Openair Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Openair Financial, LLC charge?**
Its Form ADV Part 2A brochure dated August 26, 2026 states: Flat fee: $5,000 (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Openair Financial, LLC located?**
Openair Financial, LLC's principal office is in Southlake, TX, according to its Form ADV; the September 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Openair Financial, LLC registered with the SEC or a state?**
Openair Financial, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 300362.

**How much does Openair Financial, LLC manage?**
Openair Financial, LLC reports $318,000,000 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**How have Openair Financial, LLC's assets and staff changed since 2023?**
In the Form ADV data for Openair Financial, LLC: Regulatory assets under management: $151,000,000 in the October 2023 data and $318,000,000 in the October 2026 data, up 111%. Total employees: 5 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Openair Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (700); high net worth individuals (160).

**Which custodians does Openair Financial, LLC use?**
Openair Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity as custodians holding 10% or more of its separately managed account assets.

**Does Openair Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300362

**Does Openair Financial, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 26, 2026 says: "OpenAir does not require a minimum to open an account."

**What changed in Openair Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $280,800,000 to $318,000,000 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 26, 2026)

- Account minimum: None

> OpenAir does not require a minimum to open an account.

- Flat fee: $5,000 (Financial Planning Services)

> Financial Planning Services are offered based on a flat fee of $5000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $318,000,000
- Discretionary: $318,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 700 | $103,000,000 |
| High net worth individuals | 160 | $215,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Dallas, TX
- Grapevine, TX
- Midvale, UT
- Richardson, TX
- Rockwall, TX

### Websites listed on Form ADV (Item 1.I)
- openairfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $151,000,000 | 5 | October 4, 2023 |
| October 2024 | $183,000,000 | 7 | July 8, 2024 |
| October 2025 | $280,800,000 | 7 | February 19, 2025 |
| October 2026 | $318,000,000 | 7 | August 26, 2026 |

Regulatory assets under management: $151,000,000 in the October 2023 data and $318,000,000 in the October 2026 data, up 111%.
Total employees: 5 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $280,800,000 to $318,000,000 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Openair Financial, LLC (CRD 300362): Form ADV filing data as of October 2026.