# Open Water Advisory Partners

> Open Water Advisory Partners is a state-registered investment advisory firm in Yucaipa, CA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 342017
- Filed as: OPEN WATER ADVISORY PARTNERS
- Legal name: Open Water Advisory Partners LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Yucaipa, CA
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/342017
- AdvisorCensus page: https://advisorcensus.com/firm/open-water-advisory-partners-yucaipa-ca-342017

## Quick answers

**How is Open Water Advisory Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Open Water Advisory Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Open Water Advisory Partners located?**
Open Water Advisory Partners' principal office is in Yucaipa, CA, according to its Form ADV.

**Is Open Water Advisory Partners registered with the SEC or a state?**
Open Water Advisory Partners is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 342017.

**How much does Open Water Advisory Partners manage?**
Open Water Advisory Partners reports $0 in regulatory assets under management in its Form ADV filing dated August 14, 2026.

**Does Open Water Advisory Partners report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/342017

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/342017

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @anna-marie-lovell-6702a72b2
- LinkedIn @sterling-hirsch-b57a8742

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Open Water Advisory Partners (CRD 342017): Form ADV filing data as of October 2026.