# Open Door Investment Advisors, Inc.

> Open Door Investment Advisors, Inc. is a state-registered investment advisory firm, registered since 1996, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 123173
- Filed as: OPEN DOOR INVESTMENT ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123173
- AdvisorCensus page: https://advisorcensus.com/firm/open-door-investment-advisors-inc-123173

## Quick answers

**How is Open Door Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Open Door Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Open Door Investment Advisors, Inc. registered with the SEC or a state?**
Open Door Investment Advisors, Inc. is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 123173.

**How much does Open Door Investment Advisors, Inc. manage?**
Open Door Investment Advisors, Inc. reports $36,800,000 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).

**What types of clients does Open Door Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50).

**Does Open Door Investment Advisors, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123173

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $36,800,000
- Discretionary: $36,800,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 50 | $36,800,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1996 (30 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123173

### Websites listed on Form ADV (Item 1.I)
- [opendoorinvestmentadvisors.com](https://opendoorinvestmentadvisors.com)
- LinkedIn @josephalotta

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Open Door Investment Advisors, Inc. (CRD 123173): Form ADV filing data as of October 2026.