# Opal Wealth Advisors, LLC

> Opal Wealth Advisors, LLC is an SEC-registered investment advisory firm in Jericho, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 14, 2026.

- CRD: 289759
- Filed as: OPAL WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jericho, NY
- Filing period: October 2026
- Form ADV filing dated: February 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289759
- AdvisorCensus page: https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759

## Quick answers

**How is Opal Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Opal Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Opal Wealth Advisors, LLC located?**
Opal Wealth Advisors, LLC's principal office is in Jericho, NY, according to its Form ADV; the August 2025 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Opal Wealth Advisors, LLC registered with the SEC or a state?**
Opal Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 289759.

**How much does Opal Wealth Advisors, LLC manage?**
Opal Wealth Advisors, LLC reports $1,238,191,462 in regulatory assets under management in its Form ADV filing dated February 14, 2026 (53% discretionary).

**How have Opal Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Opal Wealth Advisors, LLC: Regulatory assets under management: $472,202,060 in the October 2021 data and $1,238,191,462 in the October 2026 data, up 162%. Total employees: 9 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Opal Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (396); high net worth individuals (334); corporations or other businesses not listed above (15).

**Which custodians does Opal Wealth Advisors, LLC use?**
Opal Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Opal Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289759

**What changed in Opal Wealth Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,238,191,462
- Discretionary: $653,542,460
- Non-discretionary: $584,649,002

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 396 | $132,423,075 |
| High net worth individuals | 334 | $931,435,023 |
| Charitable organizations | Fewer than 5 | $133,647,758 |
| Corporations or other businesses not listed above | 15 | $40,685,606 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (7 years)
- Employees: 20 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MA, MD, NC, NH, NJ, NY, PA, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2025 filing
- Greenwich, CT
- Jericho, NY
- White Plains, NY

### Websites listed on Form ADV (Item 1.I)
- opalwa.com
- opalwealthadvisors.com
- Facebook @opalwealthadvisors
- Instagram @katherinemdean.opalwomen
- Instagram @opalwealthadvisors
- LinkedIn @opalwealthadvisors
- X @opaladvisors
- YouTube @OpalWomen
- YouTube @UCJqfmlRYia8xOBJPt8lmFTA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $472,202,060 | 9 | June 28, 2021 |
| October 2022 | $674,168,064 | 13 | March 29, 2022 |
| October 2023 | $633,101,903 | 15 | March 20, 2023 |
| October 2024 | $825,863,682 | 16 | March 28, 2024 |
| October 2025 | $1,029,200,585 | 17 | July 21, 2025 |
| October 2026 | $1,238,191,462 | 20 | February 14, 2026 |

Regulatory assets under management: $472,202,060 in the October 2021 data and $1,238,191,462 in the October 2026 data, up 162%.
Total employees: 9 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Employees performing advisory functions went from 7 to 9.
- Regulatory assets under management went from $1,029,200,585 to $1,238,191,462 (+20%).

### December 2025
- No longer lists an office in Greenwich, CT.
- No longer lists an office in Jericho, NY.
- No longer lists an office in White Plains, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Opal Wealth Advisors, LLC (CRD 289759): Form ADV filing data as of October 2026.