{
  "crd_number": 289759,
  "slug": "opal-wealth-advisors-llc-jericho-ny-289759",
  "primary_business_name": "OPAL WEALTH ADVISORS, LLC",
  "legal_name": "OPAL WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Jericho",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-11-01",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-02-14",
  "carried_forward": false,
  "raum_total": 1238191462.0,
  "raum_discretionary": 653542460.0,
  "raum_non_discretionary": 584649002.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 20,
  "advisory_employees": 9,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 133647758.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 132423075.0,
      "count": 396
    },
    "high_net_worth_individuals": {
      "raum": 931435023.0,
      "count": 334
    },
    "corporations_other_businesses": {
      "raum": 40685606.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "MA",
    "MD",
    "NC",
    "NH",
    "NJ",
    "NY",
    "PA",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/opalwealthadvisors",
    "https://instagram.com/katherinemdean.opalwomen",
    "https://instagram.com/opalwealthadvisors",
    "https://linkedin.com/opalwealthadvisors",
    "https://opalwa.com",
    "https://opalwealthadvisors.com",
    "https://x.com/opaladvisors",
    "https://youtube.com/@OpalWomen?si=5JO_c7TZiialgecm",
    "https://youtube.com/channel/UCJqfmlRYia8xOBJPt8lmFTA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289759",
  "city_as_filed": "JERICHO",
  "url": "https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759",
  "display_name": "Opal Wealth Advisors, LLC",
  "summary": "Opal Wealth Advisors, LLC is an SEC-registered investment advisory firm in Jericho, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 14, 2026.",
  "citation": "AdvisorCensus. Opal Wealth Advisors, LLC (CRD 289759): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Opal Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Opal Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Opal Wealth Advisors, LLC located?",
      "a": "Opal Wealth Advisors, LLC's principal office is in Jericho, NY, according to its Form ADV; the August 2025 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Opal Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Opal Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 289759."
    },
    {
      "q": "How much does Opal Wealth Advisors, LLC manage?",
      "a": "Opal Wealth Advisors, LLC reports $1,238,191,462 in regulatory assets under management in its Form ADV filing dated February 14, 2026 (53% discretionary)."
    },
    {
      "q": "How have Opal Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Opal Wealth Advisors, LLC: Regulatory assets under management: $472,202,060 in the October 2021 data and $1,238,191,462 in the October 2026 data, up 162%. Total employees: 9 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Opal Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (396); high net worth individuals (334); corporations or other businesses not listed above (15)."
    },
    {
      "q": "Which custodians does Opal Wealth Advisors, LLC use?",
      "a": "Opal Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Opal Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289759"
    },
    {
      "q": "What changed in Opal Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 472202060.0,
      "total_employees": 9,
      "filing_date": "2021-06-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 674168064.0,
      "total_employees": 13,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 633101903.0,
      "total_employees": 15,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 825863682.0,
      "total_employees": 16,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1029200585.0,
      "total_employees": 17,
      "filing_date": "2025-07-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1238191462.0,
      "total_employees": 20,
      "filing_date": "2026-02-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 9.",
        "Regulatory assets under management went from $1,029,200,585 to $1,238,191,462 (+20%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "No longer lists an office in Greenwich, CT.",
        "No longer lists an office in Jericho, NY.",
        "No longer lists an office in White Plains, NY."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 396,
      "fewer_than_5": false,
      "raum": 132423075.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 334,
      "fewer_than_5": false,
      "raum": 931435023.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 133647758.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 15,
      "fewer_than_5": false,
      "raum": 40685606.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289759",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}