# Opal Capital LLC

> Opal Capital LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 322755
- Filed as: OPAL CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322755
- AdvisorCensus page: https://advisorcensus.com/firm/opal-capital-llc-boca-raton-fl-322755

## Quick answers

**How is Opal Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Opal Capital LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Opal Capital LLC located?**
Opal Capital LLC's principal office is in Boca Raton, FL, according to its Form ADV.

**Is Opal Capital LLC registered with the SEC or a state?**
Opal Capital LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322755.

**How much does Opal Capital LLC manage?**
Opal Capital LLC reports $348,345,200 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (100% discretionary).

**How have Opal Capital LLC's assets and staff changed since 2022?**
In the Form ADV data for Opal Capital LLC: Regulatory assets under management: $68,431,999 in the October 2022 data and $348,345,200 in the October 2026 data, up 409%. Total employees: 1 in October 2022 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Opal Capital LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (4); high net worth individuals (2).

**Which custodians does Opal Capital LLC use?**
Opal Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Opal Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322755

**What changed in Opal Capital LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,345,200
- Discretionary: $348,345,200
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 2 | $2,100,000 |
| Investment companies | 4 | $346,245,200 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IA, MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- opalinvest.com
- Facebook @opaldividends
- LinkedIn @opaldividends
- X @opaldividends
- YouTube @UC4AKJboIqZMIsBfb_L2c1aw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $68,431,999 | 1 | August 22, 2022 |
| October 2023 | $78,756,087 | 2 | August 18, 2023 |
| October 2024 | $76,846,079 | 4 | September 13, 2024 |
| October 2025 | $135,027,899 | 6 | July 16, 2025 |
| October 2026 | $348,345,200 | 11 | July 17, 2026 |

Regulatory assets under management: $68,431,999 in the October 2022 data and $348,345,200 in the October 2026 data, up 409%.
Total employees: 1 in October 2022 and 11 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Registered or notice-filed in MD, VA.

### April 2026
- Employees performing advisory functions went from 4 to 6.
- Regulatory assets under management went from $135,027,899 to $348,345,200 (+158%).

### March 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Opal Capital LLC (CRD 322755): Form ADV filing data as of October 2026.