{
  "crd_number": 308057,
  "slug": "oneascent-wealth-management-birmingham-al-308057",
  "primary_business_name": "ONEASCENT WEALTH MANAGEMENT",
  "legal_name": "ONEASCENT WEALTH MANAGEMENT LLC",
  "dbas": [
    "SOVEREIGN FAMILY OFFICE"
  ],
  "city": "Birmingham",
  "state": "AL",
  "country": "United States",
  "cbsa_code": "13820",
  "metro": {
    "cbsa_code": "13820",
    "common_name": "Birmingham",
    "msa_name": "Birmingham, AL",
    "path": "/advisors/al/birmingham"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-05-11",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-08-14",
  "carried_forward": false,
  "raum_total": 475574303.0,
  "raum_discretionary": 466111444.0,
  "raum_non_discretionary": 9462859.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 23,
  "advisory_employees": 12,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 9597089.0,
      "count": 6
    },
    "individuals": {
      "raum": 193710428.0,
      "count": 790
    },
    "pension_profit_sharing": {
      "raum": 1502610.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 261549164.0,
      "count": 126
    },
    "corporations_other_businesses": {
      "raum": 9215012.0,
      "count": 5
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "CA",
    "CO",
    "FL",
    "GA",
    "KY",
    "LA",
    "MD",
    "MS",
    "NC",
    "OH",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WV"
  ],
  "websites": [
    "https://facebook.com/oneascent",
    "https://facebook.com/oneascentwealth",
    "https://linkedin.com/company/oneascentwealth",
    "https://linkedin.com/oneascent",
    "https://oneascent.com",
    "https://sovereignfamilyoffice.co",
    "https://youtube.com/@SovereignFamilyOffice",
    "https://youtube.com/channel/UCnVUDBS7t1kOvmyVIFHKMWA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/308057",
  "city_as_filed": "BIRMINGHAM",
  "url": "https://advisorcensus.com/firm/oneascent-wealth-management-birmingham-al-308057",
  "display_name": "Oneascent Wealth Management",
  "summary": "Oneascent Wealth Management is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.",
  "citation": "AdvisorCensus. Oneascent Wealth Management (CRD 308057): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Oneascent Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oneascent Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Oneascent Wealth Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated August 14, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Oneascent Wealth Management located?",
      "a": "Oneascent Wealth Management's principal office is in Birmingham, AL, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Oneascent Wealth Management registered with the SEC or a state?",
      "a": "Oneascent Wealth Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 308057."
    },
    {
      "q": "How much does Oneascent Wealth Management manage?",
      "a": "Oneascent Wealth Management reports $475,574,303 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (98% discretionary)."
    },
    {
      "q": "How have Oneascent Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Oneascent Wealth Management: Regulatory assets under management: $264,996,592 in the October 2021 data and $475,574,303 in the October 2026 data, up 79%. Total employees: 12 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oneascent Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (790); high net worth individuals (126); charitable organizations (6)."
    },
    {
      "q": "Which custodians does Oneascent Wealth Management use?",
      "a": "Oneascent Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oneascent Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/308057"
    },
    {
      "q": "What changed in Oneascent Wealth Management's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 264996592.0,
      "total_employees": 12,
      "filing_date": "2021-05-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 384527747.0,
      "total_employees": 30,
      "filing_date": "2022-09-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 470673074.0,
      "total_employees": 37,
      "filing_date": "2023-09-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 520942904.0,
      "total_employees": 32,
      "filing_date": "2024-04-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 431684302.0,
      "total_employees": 24,
      "filing_date": "2025-05-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 475574303.0,
      "total_employees": 23,
      "filing_date": "2026-08-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 12.",
        "Regulatory assets under management went from $431,684,302 to $475,574,303 (+10%).",
        "Changed its office addresses in Pensacola, FL.",
        "No longer lists an office in Columbia, TN."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Registered or notice-filed in VA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 14, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets in the UMA.",
          "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed by OneAscent."
        ]
      }
    ],
    "quotes": [
      "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets in the UMA.",
      "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed by OneAscent."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oneascent-wealth-management-birmingham-al-308057.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 790,
      "fewer_than_5": false,
      "raum": 193710428.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 126,
      "fewer_than_5": false,
      "raum": 261549164.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1502610.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 9597089.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 9215012.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/308057",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}