# Oneascent Investment Solutions, LLC

> Oneascent Investment Solutions, LLC is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 285512
- Filed as: ONEASCENT INVESTMENT SOLUTIONS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285512
- AdvisorCensus page: https://advisorcensus.com/firm/oneascent-investment-solutions-llc-birmingham-al-285512

## Quick answers

**How is Oneascent Investment Solutions, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oneascent Investment Solutions, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Oneascent Investment Solutions, LLC located?**
Oneascent Investment Solutions, LLC's principal office is in Birmingham, AL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Oneascent Investment Solutions, LLC registered with the SEC or a state?**
Oneascent Investment Solutions, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285512.

**How much does Oneascent Investment Solutions, LLC manage?**
Oneascent Investment Solutions, LLC reports $987,228,107 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Oneascent Investment Solutions, LLC's assets and staff changed since 2021?**
In the Form ADV data for Oneascent Investment Solutions, LLC: Regulatory assets under management: $43,392,095 in the October 2021 data and $987,228,107 in the October 2026 data, up 2175%. Total employees: 5 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oneascent Investment Solutions, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6); investment companies (5); pooled investment vehicles (other than investment companies and business development companies) (5).

**Which custodians does Oneascent Investment Solutions, LLC use?**
Oneascent Investment Solutions, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Oneascent Investment Solutions, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285512

**Does Oneascent Investment Solutions, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "OAIS does not have a specified minimum account size."

**What changed in Oneascent Investment Solutions, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $639,824,270 to $987,228,107 (+54%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: None

> OAIS does not have a specified minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $987,228,107
- Discretionary: $987,228,107
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $1,891,820 |
| High net worth individuals | 3 | $13,441,204 |
| Investment companies | 5 | $815,881,982 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $155,162,657 |
| Corporations or other businesses not listed above | 1 | $850,444 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 27 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285512

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Frisco, TX

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $43,392,095 | 5 | May 28, 2021 |
| October 2022 | $117,932,407 | 12 | June 29, 2022 |
| October 2023 | $313,585,591 | 13 | March 10, 2023 |
| October 2024 | $457,187,940 | 10 | March 15, 2024 |
| October 2025 | $639,824,270 | 9 | March 18, 2025 |
| October 2026 | $987,228,107 | 27 | March 12, 2026 |

Regulatory assets under management: $43,392,095 in the October 2021 data and $987,228,107 in the October 2026 data, up 2175%.
Total employees: 5 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $639,824,270 to $987,228,107 (+54%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oneascent Investment Solutions, LLC (CRD 285512): Form ADV filing data as of October 2026.