{
  "crd_number": 284549,
  "slug": "oneascent-financial-services-llc-birmingham-al-284549",
  "primary_business_name": "ONEASCENT FINANCIAL SERVICES LLC",
  "legal_name": "ONEASCENT FINANCIAL SERVICES LLC",
  "dbas": [
    "2:24 WEALTH GROUP",
    "ADVENTURE FINANCIAL",
    "AFFILIATED FINANCIAL PLANNERS",
    "ANTHEM ADVISORS",
    "ASCENSION WEALTH MANAGEMENT",
    "FINANCIAL STRATEGIES GROUP",
    "FLIGHT FINANCIAL ADVISORS",
    "FRANKLIN WEALTH MANAGEMENT",
    "HAMPTON SQUARE WEALTH MANAGEMENT",
    "HARDT FINANCIAL GROUP",
    "LIFE&WEALTH ADVISORS",
    "LONE OAK FINANCIAL SERVICES",
    "PROVIDENCE FINANCIAL ADVISORS",
    "PROVIDENT OAK FINANCIAL",
    "PURE CAPITAL ADVISORS",
    "PURE CAPITAL SPORTS",
    "RESOLUTE CAPITAL GROUP",
    "RIVER OAK FINANCIAL",
    "SOLOMON PRIVATE WEALTH",
    "SOVEREIGN FAMILY OFFICE",
    "SOVEREIGN PRIVATE WEALTH",
    "STEWARDSHIP ADVISORY GROUP",
    "STONEBRIDGE WEALTH MANAGEMENT",
    "STRATEGENCE CAPITAL",
    "TATE FINANCIAL PARTNERS",
    "TEVEBAUGH & ASSOCIATES",
    "THE CORNERSTONE FINANCIAL GROUP",
    "WEALTH STEWARDS",
    "ZAHORANSKI WEALTH MANAGEMENT"
  ],
  "city": "Birmingham",
  "state": "AL",
  "country": "United States",
  "cbsa_code": "13820",
  "metro": {
    "cbsa_code": "13820",
    "common_name": "Birmingham",
    "msa_name": "Birmingham, AL",
    "path": "/advisors/al/birmingham"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-08-24",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-08-14",
  "carried_forward": false,
  "raum_total": 3537993573.0,
  "raum_discretionary": 3052935531.0,
  "raum_non_discretionary": 485058042.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 161,
  "advisory_employees": 74,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 182476625.0,
      "count": 45
    },
    "individuals": {
      "raum": 1106848022.0,
      "count": 4324
    },
    "pension_profit_sharing": {
      "raum": 302827260.0,
      "count": 70
    },
    "high_net_worth_individuals": {
      "raum": 1918116581.0,
      "count": 804
    },
    "corporations_other_businesses": {
      "raum": 27725085.0,
      "count": 36
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://2-24wealthgroup.com",
    "https://adventurefinancial.net",
    "https://affiliatedfinancialplanners.com",
    "https://anthemwealthadvisors.com",
    "https://ascensionwealthmgt.com",
    "https://facebook.com/224wealthgroup.com",
    "https://facebook.com/FlightFinancialAdvisors",
    "https://facebook.com/OneAscent",
    "https://facebook.com/ProvidenceFinancialAdvisors",
    "https://facebook.com/athemadvisorshsv",
    "https://facebook.com/loneoakfinancialservices",
    "https://facebook.com/profile.php?id-100077675554067=",
    "https://facebook.com/profile.php?id=100092168839694",
    "https://facebook.com/profile.php?id=10095512987620",
    "https://facebook.com/profile.php?id=61599124149545",
    "https://facebook.com/profile/php?id=100064084561488",
    "https://facebook.com/provident-oak-financial-311424182844802",
    "https://facebook.com/sovereignprivatewealth",
    "https://facebook.com/tatefinancialpartners",
    "https://facebook.com/trina.hanner",
    "https://financialsg.net",
    "https://flightfinancial.com",
    "https://franklinwealthmanagement.com",
    "https://hampton-square.com",
    "https://hanner.oneascent.com",
    "https://hardtfinancial.com",
    "https://instagram.com/solomonprivatewealth",
    "https://legatum-tx.com",
    "https://linkedin.com/company/66303643",
    "https://linkedin.com/company/72688099",
    "https://linkedin.com/company/adventure-financial",
    "https://linkedin.com/company/anthemadvisors?viewAsMember=true",
    "https://linkedin.com/company/hampton-square-wealth-management",
    "https://linkedin.com/company/oneascent",
    "https://linkedin.com/company/providencefinancialadvisors?viewAsMember=true",
    "https://linkedin.com/company/provident-oak-financial-llc/posts?feedView=all",
    "https://linkedin.com/company/river-oak-financial",
    "https://linkedin.com/company/solomon-private-wealth",
    "https://linkedin.com/company/stonebridge-wealth-management",
    "https://linkedin.com/company/strategence-capital-llc",
    "https://linkedin.com/company/tatefinancialpartners/posts?feedView=all",
    "https://linkedin.com/company/the-cornerstone-financial-group-inc",
    "https://loneoakfinancial.com",
    "https://lwadvice.com",
    "https://oneascent.com",
    "https://providencefa.com",
    "https://providentoakfinancial.com",
    "https://purecapitaladvisors.com",
    "https://resolutecapitalgrp.com",
    "https://riveroakfinancial.com",
    "https://solomonprivatewealth.com",
    "https://sovereignfamilyoffice.co",
    "https://sovereignpw.com",
    "https://stewardshipadvisory.com",
    "https://stonebridgeadvisers.com",
    "https://strategencecapital.com",
    "https://tatefinancialpartners.com",
    "https://thecornerstonefinancialgroup.org",
    "https://twitter.com/oneascent",
    "https://valuesinvestingadvisor.com",
    "https://wealthstewards.ca",
    "https://youtube.com/@TrinaL.Hanner",
    "https://youtube.com/@providentoakfinancialllc.6406",
    "https://youtube.com/channel/UCj1L04Phd8a3wq90j0NW1IA",
    "https://zahoranski.oneascent.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284549",
  "city_as_filed": "BIRMINGHAM",
  "url": "https://advisorcensus.com/firm/oneascent-financial-services-llc-birmingham-al-284549",
  "display_name": "Oneascent Financial Services LLC",
  "summary": "Oneascent Financial Services LLC is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 14, 2026.",
  "citation": "AdvisorCensus. Oneascent Financial Services LLC (CRD 284549): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Oneascent Financial Services LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oneascent Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Oneascent Financial Services LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 14, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it); Hourly rate: $125 to $500 an hour (Financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Oneascent Financial Services LLC located?",
      "a": "Oneascent Financial Services LLC's principal office is in Birmingham, AL, according to its Form ADV; the September 2026 filing also lists 26 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Oneascent Financial Services LLC registered with the SEC or a state?",
      "a": "Oneascent Financial Services LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284549."
    },
    {
      "q": "How much does Oneascent Financial Services LLC manage?",
      "a": "Oneascent Financial Services LLC reports $3,537,993,573 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (86% discretionary)."
    },
    {
      "q": "How have Oneascent Financial Services LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Oneascent Financial Services LLC: Regulatory assets under management: $216,744,791 in the October 2021 data and $3,537,993,573 in the October 2026 data, up 1532%. Total employees: 22 in October 2021 and 161 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oneascent Financial Services LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,324); high net worth individuals (804); pension and profit sharing plans (but not the plan participants or government pension plans) (70)."
    },
    {
      "q": "Which custodians does Oneascent Financial Services LLC use?",
      "a": "Oneascent Financial Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oneascent Financial Services LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284549"
    },
    {
      "q": "What changed in Oneascent Financial Services LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: No longer lists the business name Legatum Group. Added the business name Stewardship Advisory Group. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 216744791.0,
      "total_employees": 22,
      "filing_date": "2021-09-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 385372015.0,
      "total_employees": 39,
      "filing_date": "2022-09-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 456423981.0,
      "total_employees": 56,
      "filing_date": "2023-09-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1788648397.0,
      "total_employees": 80,
      "filing_date": "2024-09-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 2610953335.0,
      "total_employees": 125,
      "filing_date": "2025-06-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3537993573.0,
      "total_employees": 161,
      "filing_date": "2026-08-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "No longer lists the business name Legatum Group.",
        "Added the business name Stewardship Advisory Group.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 57 to 74.",
        "Regulatory assets under management went from $2,610,953,335 to $3,537,993,573 (+36%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Added the business name Ascension Wealth Management.",
        "Added an office in Allentown, PA.",
        "Added an office in Raleigh, NC."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in IA, LA, MO, MS, OK, UT, WV."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 14, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $125 to $500 an hour (Financial planning)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets in the UMA.",
          "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed by OneAscent."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 to $500 an hour (Financial planning)"
        ],
        "quotes": [
          "Our typical hourly charge is between $125 and $500 per hour, depending on the professional working on the project."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        2.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 125.0,
          "max": 500.0,
          "period": "hour",
          "service": "Financial planning"
        }
      ]
    },
    "quotes": [
      "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets in the UMA.",
      "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed by OneAscent.",
      "Our typical hourly charge is between $125 and $500 per hour, depending on the professional working on the project."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oneascent-financial-services-llc-birmingham-al-284549.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4324,
      "fewer_than_5": false,
      "raum": 1106848022.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 804,
      "fewer_than_5": false,
      "raum": 1918116581.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 70,
      "fewer_than_5": false,
      "raum": 302827260.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 45,
      "fewer_than_5": false,
      "raum": 182476625.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 36,
      "fewer_than_5": false,
      "raum": 27725085.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284549",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}