{
  "crd_number": 323305,
  "slug": "oneascent-family-offices-birmingham-al-323305",
  "primary_business_name": "ONEASCENT FAMILY OFFICES",
  "legal_name": "ONEASCENT FAMILY OFFICE LLC",
  "dbas": [
    "NEW CITY FAMILY OFFICE"
  ],
  "city": "Birmingham",
  "state": "AL",
  "country": "United States",
  "cbsa_code": "13820",
  "metro": {
    "cbsa_code": "13820",
    "common_name": "Birmingham",
    "msa_name": "Birmingham, AL",
    "path": "/advisors/al/birmingham"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-11-21",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-08-14",
  "carried_forward": false,
  "raum_total": 544486722.0,
  "raum_discretionary": 510126555.0,
  "raum_non_discretionary": 34360167.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 14,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 291201257.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 13628545.0,
      "count": 43
    },
    "pension_profit_sharing": {
      "raum": 2004863.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 232110401.0,
      "count": 35
    },
    "corporations_other_businesses": {
      "raum": 5541656.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "CA",
    "CO",
    "FL",
    "NY",
    "OH",
    "SC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/oneascent",
    "https://linkedin.com/oneascent",
    "https://newcityfamilyoffice.com",
    "https://oneascent.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323305",
  "city_as_filed": "BIRMINGHAM",
  "url": "https://advisorcensus.com/firm/oneascent-family-offices-birmingham-al-323305",
  "display_name": "Oneascent Family Offices",
  "summary": "Oneascent Family Offices is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 14, 2026.",
  "citation": "AdvisorCensus. Oneascent Family Offices (CRD 323305): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Oneascent Family Offices compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oneascent Family Offices reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Oneascent Family Offices' brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated August 14, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Oneascent Family Offices located?",
      "a": "Oneascent Family Offices' principal office is in Birmingham, AL, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Oneascent Family Offices registered with the SEC or a state?",
      "a": "Oneascent Family Offices is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323305."
    },
    {
      "q": "How much does Oneascent Family Offices manage?",
      "a": "Oneascent Family Offices reports $544,486,722 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (94% discretionary)."
    },
    {
      "q": "How have Oneascent Family Offices' assets and staff changed since 2023?",
      "a": "In the Form ADV data for Oneascent Family Offices: Regulatory assets under management: $0 in the October 2023 data and $544,486,722 in the October 2026 data. Total employees: 3 in October 2023 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oneascent Family Offices serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (35)."
    },
    {
      "q": "Which custodians does Oneascent Family Offices use?",
      "a": "Oneascent Family Offices' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oneascent Family Offices report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323305"
    },
    {
      "q": "What changed in Oneascent Family Offices' recent Form ADV filings?",
      "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2023-08-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 93756318.0,
      "total_employees": 4,
      "filing_date": "2024-08-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 360161542.0,
      "total_employees": 10,
      "filing_date": "2025-05-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 544486722.0,
      "total_employees": 14,
      "filing_date": "2026-08-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "No longer lists the business name Sovereign Family Office.",
        "Added the business name New City Family Office."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 10.",
        "Regulatory assets under management went from $360,161,542 to $544,486,722 (+51%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA, NY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 14, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets in the UMA.",
          "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed by OAFO."
        ]
      }
    ],
    "quotes": [
      "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets in the UMA.",
      "Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed by OAFO."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oneascent-family-offices-birmingham-al-323305.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 43,
      "fewer_than_5": false,
      "raum": 13628545.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 232110401.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2004863.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 291201257.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 5541656.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323305",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}