# Oneascent Capital

> Oneascent Capital is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 323220
- Filed as: ONEASCENT CAPITAL
- Legal name: Oneascent Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323220
- AdvisorCensus page: https://advisorcensus.com/firm/oneascent-capital-birmingham-al-323220

## Quick answers

**How is Oneascent Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Oneascent Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Oneascent Capital located?**
Oneascent Capital's principal office is in Birmingham, AL, according to its Form ADV.

**Is Oneascent Capital registered with the SEC or a state?**
Oneascent Capital is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323220.

**How much does Oneascent Capital manage?**
Oneascent Capital reports $55,629,669 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Oneascent Capital's assets and staff changed since 2023?**
In the Form ADV data for Oneascent Capital: Regulatory assets under management: $15,687,879 in the October 2023 data and $55,629,669 in the October 2026 data, up 255%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oneascent Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); investment companies (1).

**Does Oneascent Capital report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323220

**What changed in Oneascent Capital's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $26,311,467 to $55,629,669 (+111%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $55,629,669
- Discretionary: $55,629,669
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $31,529,669 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $24,100,000 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323220

### Websites listed on Form ADV (Item 1.I)
- oneascent.com
- oneascent.com/investment-solutions/private-markets

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $15,687,879 | 1 | March 14, 2023 |
| October 2024 | $21,310,888 | 1 | September 20, 2024 |
| October 2025 | $26,311,467 | 1 | March 21, 2025 |
| October 2026 | $55,629,669 | 1 | March 19, 2026 |

Regulatory assets under management: $15,687,879 in the October 2023 data and $55,629,669 in the October 2026 data, up 255%.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $26,311,467 to $55,629,669 (+111%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oneascent Capital (CRD 323220): Form ADV filing data as of October 2026.