# Oneamerica Securities, Inc.

> Oneamerica Securities, Inc. is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.

- CRD: 4173
- Filed as: ONEAMERICA SECURITIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: July 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/4173
- AdvisorCensus page: https://advisorcensus.com/firm/oneamerica-securities-inc-indianapolis-in-4173

## Quick answers

**How is Oneamerica Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Oneamerica Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Oneamerica Securities, Inc. located?**
Oneamerica Securities, Inc.'s principal office is in Indianapolis, IN, according to its Form ADV; the August 2026 filing also lists 24 other offices (Schedule D, Section 1.F).

**Is Oneamerica Securities, Inc. registered with the SEC or a state?**
Oneamerica Securities, Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 4173.

**How much does Oneamerica Securities, Inc. manage?**
Oneamerica Securities, Inc. reports $306,108,437 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (19% discretionary).

**How have Oneamerica Securities, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Oneamerica Securities, Inc.: Regulatory assets under management: $191,206,308 in the October 2021 data and $306,108,437 in the October 2026 data, up 60%. Total employees: 369 in October 2021 and 340 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oneamerica Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,258); high net worth individuals (42).

**Which custodians does Oneamerica Securities, Inc. use?**
Oneamerica Securities, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Oneamerica Securities, Inc. report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters and 5 questions about regulatory matters (11.B(1), 11.B(2), 11.D(1), 11.D(2), 11.D(5), 11.E(2), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/4173

**What changed in Oneamerica Securities, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $306,108,437
- Discretionary: $59,199,148
- Non-discretionary: $246,909,289

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,258 | $283,403,945 |
| High net worth individuals | 42 | $22,644,492 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $60,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 1999 (27 years)
- Employees: 340 total, 306 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.B(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?
- 11.B(2): In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/4173

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Broomfield, CO
- Cantonment, FL
- Carlsbad, CA
- Carmel, IN
- Columbus, OH
- Cottonwood Heights, UT
- Evansville, IN
- Gilbert, AZ
- Grand Rapids, MI
- Indianapolis, IN
- Layton, UT
- Lincolnshire, IL
- Lisle, IL
- Merrillville, IN
- Miami, FL
- Nampa, ID
- Newport Beach, CA
- Newton, MA
- Parsippany, NJ
- Plano, TX
- Scottsdale, AZ
- Tampa, FL
- West Columbia, SC
- Wichita, KS

### Websites listed on Form ADV (Item 1.I)
- oneamericasecurities.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $191,206,308 | 369 | May 3, 2021 |
| October 2022 | $219,241,883 | 380 | March 25, 2022 |
| October 2023 | $158,033,391 | 357 | June 1, 2023 |
| October 2024 | $264,377,933 | 353 | March 27, 2024 |
| October 2025 | $299,940,768 | 326 | March 31, 2025 |
| October 2026 | $306,108,437 | 340 | July 28, 2026 |

Regulatory assets under management: $191,206,308 in the October 2021 data and $306,108,437 in the October 2026 data, up 60%.
Total employees: 369 in October 2021 and 340 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 289 to 306.
- Changed its office addresses in Tampa, FL.
- Added an office in Broomfield, CO.
- Added an office in Lisle, IL.
- Added an office in West Columbia, SC.
- No longer lists an office in Davie, FL.
- No longer lists an office in Providence, RI.
- No longer lists an office in South Windsor, CT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oneamerica Securities, Inc. (CRD 4173): Form ADV filing data as of October 2026.