# One Wealth Capital Management, LLC

> One Wealth Capital Management, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 331395
- Filed as: ONE WEALTH CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331395
- AdvisorCensus page: https://advisorcensus.com/firm/one-wealth-capital-management-llc-scottsdale-az-331395

## Quick answers

**How is One Wealth Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), One Wealth Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does One Wealth Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 6, 2026 states: Asset-based fee: up to 1.85% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is One Wealth Capital Management, LLC located?**
One Wealth Capital Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is One Wealth Capital Management, LLC registered with the SEC or a state?**
One Wealth Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331395.

**How much does One Wealth Capital Management, LLC manage?**
One Wealth Capital Management, LLC reports $306,795,078 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**How have One Wealth Capital Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for One Wealth Capital Management, LLC: Regulatory assets under management: $270,624,208 in the October 2024 data and $306,795,078 in the October 2026 data, up 13%. Total employees: 7 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does One Wealth Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (133); individuals (other than high net worth individuals) (126); corporations or other businesses not listed above (2).

**Which custodians does One Wealth Capital Management, LLC use?**
One Wealth Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does One Wealth Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331395

**What changed in One Wealth Capital Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in WI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 6, 2026)

- Asset-based fee: up to 1.85% of assets a year (the maximum the brochure states)

> One Wealth’s annual fees are based upon a percentage of assets under management not to exceed 1.85%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $306,795,078
- Discretionary: $306,795,078
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 126 | $29,476,064 |
| High net worth individuals | 133 | $269,580,997 |
| Corporations or other businesses not listed above | 2 | $7,738,017 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, KS, NH, NY, TX, WA, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331395

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chicago, IL
- El Segundo, CA
- Paso Robles, CA

### Websites listed on Form ADV (Item 1.I)
- onewealthmgmt.com
- Facebook @onewealthmgmt
- Instagram @onewealthmgmt
- LinkedIn @onewealthmgmt
- LinkedIn @jeremydicker
- YouTube @onewealthmanagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $270,624,208 | 7 | August 8, 2024 |
| October 2025 | $270,773,625 | 7 | June 11, 2025 |
| October 2026 | $306,795,078 | 6 | September 24, 2026 |

Regulatory assets under management: $270,624,208 in the October 2024 data and $306,795,078 in the October 2026 data, up 13%.
Total employees: 7 in October 2024 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in WI.

### February 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $270,773,625 to $306,795,078 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. One Wealth Capital Management, LLC (CRD 331395): Form ADV filing data as of October 2026.