{
  "crd_number": 160972,
  "slug": "one-rock-capital-new-york-ny-160972",
  "primary_business_name": "ONE ROCK CAPITAL",
  "legal_name": "ONE ROCK CAPITAL PARTNERS, LLC",
  "dbas": [
    "ONE ROCK"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-09-07",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 9698493603.0,
  "raum_discretionary": 9210778950.0,
  "raum_non_discretionary": 487714653.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 74,
  "advisory_employees": 50,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 9698493603.0,
      "count": 18
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "NY"
  ],
  "websites": [
    "https://linkedin.com/company/one-rock-capital-partners-llc",
    "https://onerock.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160972",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/one-rock-capital-new-york-ny-160972",
  "display_name": "One Rock Capital",
  "summary": "One Rock Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. One Rock Capital (CRD 160972): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is One Rock Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), One Rock Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other."
    },
    {
      "q": "Where is One Rock Capital located?",
      "a": "One Rock Capital's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is One Rock Capital registered with the SEC or a state?",
      "a": "One Rock Capital is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160972."
    },
    {
      "q": "How much does One Rock Capital manage?",
      "a": "One Rock Capital reports $9,698,493,603 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (95% discretionary)."
    },
    {
      "q": "How have One Rock Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for One Rock Capital: Regulatory assets under management: $5,178,184,000 in the October 2021 data and $9,698,493,603 in the October 2026 data, up 87%. Total employees: 40 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does One Rock Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (18)."
    },
    {
      "q": "Does One Rock Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160972"
    },
    {
      "q": "Does One Rock Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"The minimum capital commitment for an investor in each ORCP Primary Fund is $5,000,000, although the General Partner of the applicable ORCP Primary Fund may, in its sole discretion, waive the minimum investment amount.\""
    },
    {
      "q": "What changed in One Rock Capital's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 53 to 50. Regulatory assets under management went from $14,191,749,414 to $9,698,493,603 (-32%). No longer lists an office in Greenwich, CT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 5178184000.0,
      "total_employees": 40,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 6110818787.0,
      "total_employees": 50,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 6899120050.0,
      "total_employees": 72,
      "filing_date": "2023-09-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 10413020155.0,
      "total_employees": 63,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 14191749414.0,
      "total_employees": 75,
      "filing_date": "2025-05-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 9698493603.0,
      "total_employees": 74,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 53 to 50.",
        "Regulatory assets under management went from $14,191,749,414 to $9,698,493,603 (-32%).",
        "No longer lists an office in Greenwich, CT."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum capital commitment for an investor in each ORCP Primary Fund is $5,000,000, although the General Partner of the applicable ORCP Primary Fund may, in its sole discretion, waive the minimum investment amount."
        ]
      }
    ],
    "quotes": [
      "The minimum capital commitment for an investor in each ORCP Primary Fund is $5,000,000, although the General Partner of the applicable ORCP Primary Fund may, in its sole discretion, waive the minimum investment amount."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/one-rock-capital-new-york-ny-160972.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 18,
      "fewer_than_5": false,
      "raum": 9698493603.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160972",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}