# One Capital Management, LLC

> One Capital Management, LLC is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 16, 2026.

- CRD: 114861
- Filed as: ONE CAPITAL MANAGEMENT, LLC
- Also doing business as: FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westlake Village, CA
- Filing period: October 2026
- Form ADV filing dated: August 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/114861
- AdvisorCensus page: https://advisorcensus.com/firm/one-capital-management-llc-westlake-village-ca-114861

## Quick answers

**How is One Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), One Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**How much does One Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $4,000 (comprehensive wealth management planning and consulting services); Hourly rate: $500 an hour (Advisory Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is One Capital Management, LLC located?**
One Capital Management, LLC's principal office is in Westlake Village, CA, according to its Form ADV; the September 2026 filing also lists 12 other offices (Schedule D, Section 1.F).

**Is One Capital Management, LLC registered with the SEC or a state?**
One Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 114861.

**How much does One Capital Management, LLC manage?**
One Capital Management, LLC reports $8,525,961,547 in regulatory assets under management in its Form ADV filing dated August 16, 2026 (100% discretionary).

**How have One Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for One Capital Management, LLC: Regulatory assets under management: $2,285,784,379 in the October 2021 data and $8,525,961,547 in the October 2026 data, up 273%. Total employees: 41 in October 2021 and 103 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does One Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,300); high net worth individuals (1,168); pension and profit sharing plans (but not the plan participants or government pension plans) (35).

**Which custodians does One Capital Management, LLC use?**
One Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Bank Independent Network (Nbin) as custodians holding 10% or more of its separately managed account assets.

**Does One Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114861

**Does One Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Generally, we require a minimum of $500,000 to open and maintain an investment advisory account. At our discretion, we can or will waive this minimum account size."

**What changed in One Capital Management, LLC's recent Form ADV filings?**
In the July 2026 filing data: Added an office in Austin, TX. Added an office in Plano, TX. No longer lists an office in Salt Lake City, UT. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Generally, we require a minimum of $500,000 to open and maintain an investment advisory account. At our discretion, we can or will waive this minimum account size.

- Flat fee: $4,000 (comprehensive wealth management planning and consulting services)

> OCM’s planning and consulting fees are negotiable, will start at $4,000 on a fixed fee basis depending upon the level and scope of the services and the professional rendering of the planning and/or consulting services.

- Hourly rate: $500 an hour (Advisory Consulting Services)

> Advisory Consulting Services are offered at an hourly rate of $500 per hour and are negotiable depending on the scope and complexity of your financial situation and your objectives.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Bank Independent Network (Nbin)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $8,525,961,547
- Discretionary: $8,525,961,547
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,300 | $806,585,885 |
| High net worth individuals | 1,168 | $4,531,980,505 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $215,624,360 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 35 | $66,670,745 |
| Charitable organizations | 5 | $19,392,377 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 7 | $2,760,469,151 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 13 | $125,238,524 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2001 (24 years)
- Employees: 103 total, 55 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OR, PA, TN, TX, UT, VA, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Alpharetta, GA
- Austin, TX
- Chico, CA
- Denver, CO
- Hiawatha, KS
- Honolulu, HI
- Newport Beach, CA
- Plano, TX
- San Diego, CA
- San Francisco, CA
- Scottsdale, AZ
- Walnut Creek, CA

### Websites listed on Form ADV (Item 1.I)
- fundx.com
- fundxetfs.com
- fundxnewsletter.com
- ocmadvancedplanning.com
- ocmfunding.com
- onecapital.com
- onecapitalmanagement.com
- onefireandpolice.com
- onesports.ca
- onesportsglobal.com
- Facebook @FUNDXINVEST
- Facebook @mindsetwithbradbarrett
- Instagram @MAKEYOURMONEYMATTER
- Instagram @ONECAPITALMANAGEMENT
- Instagram @PENSIONATTENTION
- Instagram @mindsetwithbradbarrett
- Instagram @onesportsglobal
- LinkedIn @fundx-investment-group
- LinkedIn @one-capital-management-llc
- X @NOLOADFUNDX
- X @ONECAPITALLLC
- YouTube @3questionswebcast
- YouTube @mindsetwithbradbarrett
- YouTube @NOLOADFUNDX

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,285,784,379 | 41 | May 25, 2021 |
| October 2022 | $4,452,280,285 | 54 | March 18, 2022 |
| October 2023 | $4,940,959,715 | 56 | April 17, 2023 |
| October 2024 | $6,207,244,396 | 60 | April 4, 2024 |
| October 2025 | $7,002,823,758 | 80 | May 14, 2025 |
| October 2026 | $8,525,961,547 | 103 | August 16, 2026 |

Regulatory assets under management: $2,285,784,379 in the October 2021 data and $8,525,961,547 in the October 2026 data, up 273%.
Total employees: 41 in October 2021 and 103 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added an office in Austin, TX.
- Added an office in Plano, TX.
- No longer lists an office in Salt Lake City, UT.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 46 to 55.
- Regulatory assets under management went from $7,002,823,758 to $8,525,961,547 (+22%).
- Added an office in Alpharetta, GA.
- Added an office in Denver, CO.
- Added an office in Salt Lake City, UT.
- Added an office in Scottsdale, AZ.
- Added an office in Walnut Creek, CA.
- No longer lists an office in Fort Collins, CO.
- No longer lists an office in Santa Barbara, CA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. One Capital Management, LLC (CRD 114861): Form ADV filing data as of October 2026.