# On Investment Management Co

> On Investment Management Co is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 1971, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 105662
- Filed as: ON INVESTMENT MANAGEMENT CO
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105662
- AdvisorCensus page: https://advisorcensus.com/firm/on-investment-management-co-cincinnati-oh-105662

## Quick answers

**How is On Investment Management Co compensated?**
On its Form ADV (Item 5.E, October 2026), On Investment Management Co reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does On Investment Management Co charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is On Investment Management Co located?**
On Investment Management Co's principal office is in Cincinnati, OH, according to its Form ADV; the September 2026 filing also lists 21 other offices (Schedule D, Section 1.F).

**Is On Investment Management Co registered with the SEC or a state?**
On Investment Management Co is an SEC-registered investment advisory firm, registered since 1971. Status as filed: Approved. CRD 105662.

**How much does On Investment Management Co manage?**
On Investment Management Co reports $3,152,519,169 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (29% discretionary).

**How have On Investment Management Co's assets and staff changed since 2021?**
In the Form ADV data for On Investment Management Co: Regulatory assets under management: $2,162,568,998 in the October 2021 data and $3,152,519,169 in the October 2026 data, up 46%. Total employees: 298 in October 2021 and 196 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does On Investment Management Co serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8,523); high net worth individuals (794); pension and profit sharing plans (but not the plan participants or government pension plans) (204).

**Does On Investment Management Co report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105662

**What changed in On Investment Management Co's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)

> Investment Adviser Representatives may charge between .30% - 1.50% annually. This may not be inclusive of all fees.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $3,152,519,169
- Discretionary: $904,434,800
- Non-discretionary: $2,248,084,369

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8,523 | $1,737,637,123 |
| High net worth individuals | 794 | $1,240,165,181 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 204 | $113,825,386 |
| Charitable organizations | 16 | $9,571,772 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 31 | $51,319,707 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1971 (54 years)
- Employees: 196 total, 196 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105662

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Appleton, WI
- Berlin, OH
- Bloomington, MN
- Blountville, TN
- Cedar Rapids, IA
- Charleston, WV
- Chicago, IL
- Cincinnati, OH
- Cuyahoga Falls, OH
- Fort Collins, CO
- Greenwood Village, CO
- Lee'S Summit, MO
- Lexington, KY
- Madison, WI
- Novi, MI
- Orrville, OH
- Overland Park, KS
- St Charles, MO
- Suite 125, IN
- Texarkana, TX
- Wooster, OH

### Websites listed on Form ADV (Item 1.I)
- joinonesco.com
- onescowealth.com
- spreaker.com/podcast/onesco--5301896
- Facebook facebook.com
- Instagram @joinonesco
- LinkedIn @the-o.n.-equity-sales-company

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,162,568,998 | 298 | March 25, 2021 |
| October 2022 | $2,613,420,660 | 309 | September 30, 2022 |
| October 2023 | $2,078,480,898 | 256 | September 15, 2023 |
| October 2024 | $2,195,447,741 | 206 | March 28, 2024 |
| October 2025 | $2,376,953,646 | 3,193 | May 14, 2025 |
| October 2026 | $3,152,519,169 | 196 | August 10, 2026 |

Regulatory assets under management: $2,162,568,998 in the October 2021 data and $3,152,519,169 in the October 2026 data, up 46%.
Total employees: 298 in October 2021 and 196 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 193 to 196.
- Regulatory assets under management went from $2,376,953,646 to $3,152,519,169 (+33%).

### December 2025
- Item 11 disclosure answers changed: 5 yes answers, previously 4 (now yes: 11.H(2)).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. On Investment Management Co (CRD 105662): Form ADV filing data as of October 2026.