{ "crd_number": 133387, "slug": "omnicap-group-llc-el-segundo-ca-133387", "primary_business_name": "OMNICAP GROUP LLC", "legal_name": "OMNICAP GROUP LLC", "dbas": [], "city": "El Segundo", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2004-12-03", "years_registered": 21, "period": "2026-10-01", "filing_date": "2026-04-30", "carried_forward": false, "raum_total": 6508395000.0, "raum_discretionary": 6235095000.0, "raum_non_discretionary": 273300000.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 15, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "state_municipal": { "raum": 6508395000.0, "count": 6 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "MA", "NJ", "NY", "TX" ], "websites": [ "https://omnicap.net" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133387", "city_as_filed": "EL SEGUNDO", "url": "https://advisorcensus.com/firm/omnicap-group-llc-el-segundo-ca-133387", "display_name": "Omnicap Group LLC", "summary": "Omnicap Group LLC is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2004, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.", "citation": "AdvisorCensus. Omnicap Group LLC (CRD 133387): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Omnicap Group LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Omnicap Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees." }, { "q": "What does Omnicap Group LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: 0.02% to 0.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Omnicap Group LLC located?", "a": "Omnicap Group LLC's principal office is in El Segundo, CA, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Omnicap Group LLC registered with the SEC or a state?", "a": "Omnicap Group LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 133387." }, { "q": "How much does Omnicap Group LLC manage?", "a": "Omnicap Group LLC reports $6,508,395,000 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (96% discretionary)." }, { "q": "How have Omnicap Group LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Omnicap Group LLC: Regulatory assets under management: $1,882,175,000 in the October 2021 data and $6,508,395,000 in the October 2026 data, up 246%. Total employees: 11 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Omnicap Group LLC serve?", "a": "By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (6)." }, { "q": "Does Omnicap Group LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133387" }, { "q": "Does Omnicap Group LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 16, 2026 says: \"There are no minimum investment amounts or conditions required for establishing an account managed by Omnicap. However, all clients are required to execute an agreement for services prior to commencing any work for Portfolio Management Services.\"" }, { "q": "What changed in Omnicap Group LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Changed its office addresses in Dallas, TX." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1882175000.0, "total_employees": 11, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1616845000.0, "total_employees": 11, "filing_date": "2022-03-23" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3062845000.0, "total_employees": 10, "filing_date": "2023-02-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3932990000.0, "total_employees": 14, "filing_date": "2024-02-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6378885000.0, "total_employees": 15, "filing_date": "2025-03-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6508395000.0, "total_employees": 15, "filing_date": "2026-04-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Changed its office addresses in Dallas, TX." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 16, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.02% to 0.25% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.02% to 0.25% a year (a range, as the brochure states it)" ], "quotes": [ "Management fees charged on a client’s AUM range from 0.02% to 0.25% annually and depend on the amount of assets under management and the complexity of the portfolio." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There are no minimum investment amounts or conditions required for establishing an account managed by Omnicap. However, all clients are required to execute an agreement for services prior to commencing any work for Portfolio Management Services." ] } ], "quotes": [ "Management fees charged on a client’s AUM range from 0.02% to 0.25% annually and depend on the amount of assets under management and the complexity of the portfolio.", "There are no minimum investment amounts or conditions required for establishing an account managed by Omnicap. However, all clients are required to execute an agreement for services prior to commencing any work for Portfolio Management Services." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/omnicap-group-llc-el-segundo-ca-133387.md", "clients": [ { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 6, "fewer_than_5": false, "raum": 6508395000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133387", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }