# Omni Financial LLC

> Omni Financial LLC is an SEC-registered investment advisory firm in Madison, WI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 9, 2026.

- CRD: 314670
- Filed as: OMNI FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, WI
- Filing period: October 2026
- Form ADV filing dated: January 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314670
- AdvisorCensus page: https://advisorcensus.com/firm/omni-financial-llc-madison-wi-314670

## Quick answers

**How is Omni Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Omni Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Omni Financial LLC located?**
Omni Financial LLC's principal office is in Madison, WI, according to its Form ADV.

**Is Omni Financial LLC registered with the SEC or a state?**
Omni Financial LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 314670.

**How much does Omni Financial LLC manage?**
Omni Financial LLC reports $116,910,095 in regulatory assets under management in its Form ADV filing dated January 9, 2026 (99% discretionary).

**How have Omni Financial LLC's assets and staff changed since 2025?**
In the Form ADV data for Omni Financial LLC: Regulatory assets under management: $105,013,368 in the October 2025 data and $116,910,095 in the October 2026 data, up 11%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Omni Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (411); high net worth individuals (115).

**Which custodians does Omni Financial LLC use?**
Omni Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Omni Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314670

**Does Omni Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 9, 2026 says: "There is no minimum account size to open and maintain an advisory account."

**What changed in Omni Financial LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $105,013,368 to $116,910,095 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated January 9, 2026)

- Account minimum: None

> There is no minimum account size to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,910,095
- Discretionary: $115,274,250
- Non-discretionary: $1,635,845

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 411 | $36,257,349 |
| High net worth individuals | 115 | $73,609,377 |
| Corporations or other businesses not listed above | Fewer than 5 | $7,043,369 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- omnifinancialllc.com
- youromni.com
- Facebook @OMNIFINANCIALFREEDOM
- LinkedIn @omni-financial-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $105,013,368 | 2 | February 27, 2025 |
| October 2026 | $116,910,095 | 2 | January 9, 2026 |

Regulatory assets under management: $105,013,368 in the October 2025 data and $116,910,095 in the October 2026 data, up 11%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $105,013,368 to $116,910,095 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Omni Financial LLC (CRD 314670): Form ADV filing data as of October 2026.