# Omicron Advisors, LLC

> Omicron Advisors, LLC is an SEC-registered investment advisory firm in Lancaster, PA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 165250
- Filed as: OMICRON ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lancaster, PA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165250
- AdvisorCensus page: https://advisorcensus.com/firm/omicron-advisors-llc-lancaster-pa-165250

## Quick answers

**How is Omicron Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Omicron Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Omicron Advisors, LLC located?**
Omicron Advisors, LLC's principal office is in Lancaster, PA, according to its Form ADV.

**Is Omicron Advisors, LLC registered with the SEC or a state?**
Omicron Advisors, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 165250.

**How much does Omicron Advisors, LLC manage?**
Omicron Advisors, LLC reports $151,150,448 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Omicron Advisors, LLC's assets and staff changed since 2022?**
In the Form ADV data for Omicron Advisors, LLC: Regulatory assets under management: $111,231,558 in the October 2022 data and $151,150,448 in the October 2026 data, up 36%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Omicron Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (29); charitable organizations (8).

**Which custodians does Omicron Advisors, LLC use?**
Omicron Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Omicron Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165250

**Does Omicron Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Omicron does not impose account minimums."

**What changed in Omicron Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $114,923,070 to $151,150,448 (+32%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: None

> Omicron does not impose account minimums.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,150,448
- Discretionary: $151,150,448
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $33,144,150 |
| High net worth individuals | 29 | $115,342,351 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $138,878 |
| Charitable organizations | 8 | $2,322,150 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $202,919 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, MD, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- omicronadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $111,231,558 | 2 | March 17, 2022 |
| October 2023 | $96,075,435 | 2 | June 7, 2023 |
| October 2024 | $106,136,811 | 2 | March 15, 2024 |
| October 2025 | $114,923,070 | 2 | March 25, 2025 |
| October 2026 | $151,150,448 | 2 | March 25, 2026 |

Regulatory assets under management: $111,231,558 in the October 2022 data and $151,150,448 in the October 2026 data, up 36%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $114,923,070 to $151,150,448 (+32%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Omicron Advisors, LLC (CRD 165250): Form ADV filing data as of October 2026.