{
  "crd_number": 337532,
  "slug": "omen-advisory-llc-new-york-ny-337532",
  "primary_business_name": "OMEN ADVISORY, LLC",
  "legal_name": "OMEN ADVISORY, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-12-05",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 36000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 36000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 36000.0,
      "count": 94
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NY"
  ],
  "websites": [
    "https://agentomen.com",
    "https://instagram.com/finance_peter",
    "https://instagram.com/financeguypeterr",
    "https://instagram.com/omeninvest",
    "https://instagram.com/theomenpeter",
    "https://linkedin.com/company/omen-up",
    "https://tiktok.com/@accidentallyunhin",
    "https://tiktok.com/@babyomen",
    "https://tiktok.com/@baddayplaylist",
    "https://tiktok.com/@bloodyomen7",
    "https://tiktok.com/@bossomen4",
    "https://tiktok.com/@chewedonabattery",
    "https://tiktok.com/@chromeomen",
    "https://tiktok.com/@crybabychronicles",
    "https://tiktok.com/@cryingonmain6",
    "https://tiktok.com/@cursedandthriving",
    "https://tiktok.com/@cutieomen2",
    "https://tiktok.com/@darkomen93",
    "https://tiktok.com/@deluluinrealtime",
    "https://tiktok.com/@delusionalbutcute",
    "https://tiktok.com/@dolledomen",
    "https://tiktok.com/@emotionalsideques",
    "https://tiktok.com/@emotionalsideques6",
    "https://tiktok.com/@fentyomen",
    "https://tiktok.com/@feralpanini3",
    "https://tiktok.com/@garbofsbywh",
    "https://tiktok.com/@garbordc1we",
    "https://tiktok.com/@garbosqpjuk",
    "https://tiktok.com/@garbowey8ur",
    "https://tiktok.com/@garboxckjmh",
    "https://tiktok.com/@garboxjh9ak",
    "https://tiktok.com/@garboxus8yd",
    "https://tiktok.com/@garboysefwp",
    "https://tiktok.com/@ghostofomen0",
    "https://tiktok.com/@glitchinpublic",
    "https://tiktok.com/@icedomen",
    "https://tiktok.com/@kissyomen",
    "https://tiktok.com/@livefromthebreakd",
    "https://tiktok.com/@mentallyinibiza3",
    "https://tiktok.com/@nocringejustrot",
    "https://tiktok.com/@notyouromen5",
    "https://tiktok.com/@omen.black5",
    "https://tiktok.com/@omen.doll",
    "https://tiktok.com/@omenangel7",
    "https://tiktok.com/@omenaxis",
    "https://tiktok.com/@omenbae3",
    "https://tiktok.com/@omenbby4",
    "https://tiktok.com/@omenblush",
    "https://tiktok.com/@omenbunni",
    "https://tiktok.com/@omencove",
    "https://tiktok.com/@omencrush0",
    "https://tiktok.com/@omenedge",
    "https://tiktok.com/@omeneditz8",
    "https://tiktok.com/@omenfi7",
    "https://tiktok.com/@omenflare",
    "https://tiktok.com/@omenheat",
    "https://tiktok.com/@omenlane",
    "https://tiktok.com/@omenlips",
    "https://tiktok.com/@omenloop",
    "https://tiktok.com/@omenlust",
    "https://tiktok.com/@omenluv",
    "https://tiktok.com/@omenlux2",
    "https://tiktok.com/@omenluxe",
    "https://tiktok.com/@omenmiso",
    "https://tiktok.com/@omennoir2",
    "https://tiktok.com/@omenpuff",
    "https://tiktok.com/@omenqueen4",
    "https://tiktok.com/@omenreserve",
    "https://tiktok.com/@omensins5",
    "https://tiktok.com/@omensmoke70",
    "https://tiktok.com/@omensmoke74",
    "https://tiktok.com/@omensoir",
    "https://tiktok.com/@omensuite",
    "https://tiktok.com/@omenswipe",
    "https://tiktok.com/@omentap",
    "https://tiktok.com/@omenvalet",
    "https://tiktok.com/@omenvanity",
    "https://tiktok.com/@omenvault",
    "https://tiktok.com/@omenvoid1",
    "https://tiktok.com/@omenwise",
    "https://tiktok.com/@omenxoxo",
    "https://tiktok.com/@oversleptagainlol",
    "https://tiktok.com/@ranawayfromschool",
    "https://tiktok.com/@shyomen",
    "https://tiktok.com/@sillygoosetheory",
    "https://tiktok.com/@sillylittleoutburst",
    "https://tiktok.com/@slaybyaccident",
    "https://tiktok.com/@slayomen7",
    "https://tiktok.com/@snackfornothing",
    "https://tiktok.com/@soupforthesoulrot",
    "https://tiktok.com/@tiktokmadeitworse",
    "https://tiktok.com/@tinychaosentity",
    "https://tiktok.com/@tinyomen8",
    "https://tiktok.com/@toxicthoughtleader",
    "https://tiktok.com/@txtingomen",
    "https://tiktok.com/@urfavtraumadump",
    "https://tiktok.com/@vixenomen",
    "https://tiktok.com/@worminthegroupcha",
    "https://tiktok.com/@worminthegroupchat",
    "https://tiktok.com/@yelledatbyapigeon",
    "https://x.com/GiveMeAnOmen"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337532",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/omen-advisory-llc-new-york-ny-337532",
  "display_name": "Omen Advisory, LLC",
  "summary": "Omen Advisory, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Omen Advisory, LLC (CRD 337532): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Subscription fees (for a newsletter or periodical)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Omen Advisory, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Omen Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical)."
    },
    {
      "q": "How much does Omen Advisory, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Flat fee: $4 a month. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Omen Advisory, LLC located?",
      "a": "Omen Advisory, LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Omen Advisory, LLC registered with the SEC or a state?",
      "a": "Omen Advisory, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337532."
    },
    {
      "q": "How much does Omen Advisory, LLC manage?",
      "a": "Omen Advisory, LLC reports $36,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does Omen Advisory, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (94)."
    },
    {
      "q": "Which custodians does Omen Advisory, LLC use?",
      "a": "Omen Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Alpaca Securities LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Omen Advisory, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337532"
    },
    {
      "q": "Does Omen Advisory, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 says: \"We generally have an account minimum of $10.\""
    },
    {
      "q": "What changed in Omen Advisory, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Registered or notice-filed in NY. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in NY.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $4 a month"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10"
        ],
        "quotes": [
          "We generally have an account minimum of $10."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $4 a month"
        ],
        "quotes": [
          "Flat Fee – $4.00 flat monthly flat fee (“Flat Fee”) if the client’s average portfolio value over the previous trailing 30 calendar days is $15,000 or less."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 10.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 4.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Flat Fee"
        }
      ]
    },
    "quotes": [
      "We generally have an account minimum of $10.",
      "Flat Fee – $4.00 flat monthly flat fee (“Flat Fee”) if the client’s average portfolio value over the previous trailing 30 calendar days is $15,000 or less."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Alpaca Securities LLC",
      "name_as_filed": "ALPACA SECURITIES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/omen-advisory-llc-new-york-ny-337532.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 94,
      "fewer_than_5": false,
      "raum": 36000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337532",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}