# Omega Financial Group, LLC

> Omega Financial Group, LLC is an SEC-registered investment advisory firm in Santa Barbara, CA, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 4, 2026.

- CRD: 164147
- Filed as: OMEGA FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Barbara, CA
- Filing period: October 2026
- Form ADV filing dated: June 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164147
- AdvisorCensus page: https://advisorcensus.com/firm/omega-financial-group-llc-santa-barbara-ca-164147

## Quick answers

**How is Omega Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Omega Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Omega Financial Group, LLC charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Hourly rate: $150 to $950 an hour (Financial Planning and Consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Omega Financial Group, LLC located?**
Omega Financial Group, LLC's principal office is in Santa Barbara, CA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Omega Financial Group, LLC registered with the SEC or a state?**
Omega Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 164147.

**How much does Omega Financial Group, LLC manage?**
Omega Financial Group, LLC reports $552,413,654 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (100% discretionary).

**How have Omega Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Omega Financial Group, LLC: Regulatory assets under management: $296,749,370 in the October 2021 data and $552,413,654 in the October 2026 data, up 86%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Omega Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (171); high net worth individuals (148); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Omega Financial Group, LLC use?**
Omega Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Omega Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164147

**What changed in Omega Financial Group, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in NV.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Hourly rate: $150 to $950 an hour (Financial Planning and Consulting services)

> Our Retirement Plan Consulting services are billed on an hourly basis, flat fee basis, or based on the percentage of Plan assets under management. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client . Our hourly fees range from $150 to $950.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $552,413,654
- Discretionary: $549,914,757
- Non-discretionary: $2,498,897

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 171 | $66,588,827 |
| High net worth individuals | 148 | $475,881,756 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $8,905,820 |
| Charitable organizations | Fewer than 5 | $1,037,251 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (13 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, NV, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Santa Barbara, CA

### Websites listed on Form ADV (Item 1.I)
- omegafingroup.com
- Facebook @OMEGA-FINANCIAL-GROUP
- LinkedIn @OMEGA-FINANCIAL-GROUP-LLC
- X @OMEGAFINGROUP
- YouTube @UC6MS7MILSUAGXMNAB27KBZQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $296,749,370 | 5 | January 21, 2021 |
| October 2022 | $373,259,185 | 6 | July 14, 2022 |
| October 2023 | $372,102,638 | 6 | February 9, 2023 |
| October 2024 | $409,659,109 | 6 | February 23, 2024 |
| October 2025 | $480,234,372 | 6 | February 10, 2025 |
| October 2026 | $552,413,654 | 6 | June 4, 2026 |

Regulatory assets under management: $296,749,370 in the October 2021 data and $552,413,654 in the October 2026 data, up 86%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in NV.

### March 2026
- Regulatory assets under management went from $480,234,372 to $552,413,654 (+15%).
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Omega Financial Group, LLC (CRD 164147): Form ADV filing data as of October 2026.