{
  "crd_number": 291076,
  "slug": "omega-advisers-llc-291076",
  "primary_business_name": "OMEGA ADVISERS, LLC.",
  "legal_name": "OMEGA ADVISERS, LLC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-01-12",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-07-22",
  "carried_forward": false,
  "raum_total": 13622019.0,
  "raum_discretionary": 13622019.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 110000.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 11862019.0,
      "count": 25
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 1650000.0,
      "count": 4
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://omegaadvisers.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291076",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/omega-advisers-llc-291076",
  "display_name": "Omega Advisers, LLC.",
  "summary": "Omega Advisers, LLC. is an SEC-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.",
  "citation": "AdvisorCensus. Omega Advisers, LLC. (CRD 291076): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Omega Advisers, LLC. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Omega Advisers, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Omega Advisers, LLC. charge?",
      "a": "Its Form ADV Part 2A brochure dated May 1, 2026 states: Asset-based fee: up to 5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Omega Advisers, LLC. registered with the SEC or a state?",
      "a": "Omega Advisers, LLC. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291076."
    },
    {
      "q": "How much does Omega Advisers, LLC. manage?",
      "a": "Omega Advisers, LLC. reports $13,622,019 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have Omega Advisers, LLC.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Omega Advisers, LLC.: Regulatory assets under management: $0 in the October 2021 data and $13,622,019 in the October 2026 data. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Omega Advisers, LLC. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (25); corporations or other businesses not listed above (4); other investment advisers (1)."
    },
    {
      "q": "Does Omega Advisers, LLC. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291076"
    },
    {
      "q": "Does Omega Advisers, LLC. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 1, 2026 says: \"The minimum account size that shall be accepted by Omega Advisers is two thousand U.S. dollars (USD $2,000.00)\" \"Omega Advisers can waive the minimum account size in its sole discretion.\""
    },
    {
      "q": "What changed in Omega Advisers, LLC.'s recent Form ADV filings?",
      "a": "In the June 2026 filing data: Regulatory assets under management went from $10,160,000 to $13,622,019 (+34%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2020-07-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2020-07-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 250000.0,
      "total_employees": 1,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 45421.0,
      "total_employees": 1,
      "filing_date": "2024-03-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 10160000.0,
      "total_employees": 1,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 13622019.0,
      "total_employees": 1,
      "filing_date": "2026-07-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Regulatory assets under management went from $10,160,000 to $13,622,019 (+34%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "5% of assets a year",
    "account_minimum": "$2,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The Management Fee equals a maximum of five percent (5%) monthly and is calculated daily.",
          "These fees are generally negotiable and the final fee schedule is attached as Exhibit II of the IAC."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $2,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum account size that shall be accepted by Omega Advisers is two thousand U.S. dollars (USD $2,000.00)",
          "Omega Advisers can waive the minimum account size in its sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 5.0,
      "account_minimum": 2000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Management Fee equals a maximum of five percent (5%) monthly and is calculated daily.",
      "These fees are generally negotiable and the final fee schedule is attached as Exhibit II of the IAC.",
      "The minimum account size that shall be accepted by Omega Advisers is two thousand U.S. dollars (USD $2,000.00)",
      "Omega Advisers can waive the minimum account size in its sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/omega-advisers-llc-291076.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 25,
      "fewer_than_5": false,
      "raum": 11862019.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": false,
      "raum": 110000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": false,
      "raum": 1650000.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291076",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}