# Oliver Capital Management

> Oliver Capital Management is an SEC-registered investment advisory firm in Seattle, WA, registered since 2006, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 127606
- Filed as: OLIVER CAPITAL MANAGEMENT
- Legal name: Oliver Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127606
- AdvisorCensus page: https://advisorcensus.com/firm/oliver-capital-management-seattle-wa-127606

## Quick answers

**How is Oliver Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Oliver Capital Management reports these compensation arrangements: a percentage of assets under its management.

**What does Oliver Capital Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $500,000: 1.25% a year; $500,000 to $2,000,000: 0.9% a year; $2,000,000 to $5,000,000: 0.6% a year; Above $5,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Oliver Capital Management located?**
Oliver Capital Management's principal office is in Seattle, WA, according to its Form ADV.

**Is Oliver Capital Management registered with the SEC or a state?**
Oliver Capital Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 127606.

**How much does Oliver Capital Management manage?**
Oliver Capital Management reports $505,526,239 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (10% discretionary).

**How have Oliver Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Oliver Capital Management: Regulatory assets under management: $270,201,711 in the October 2021 data and $505,526,239 in the October 2026 data, up 87%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oliver Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (342); high net worth individuals (110); corporations or other businesses not listed above (26).

**Which custodians does Oliver Capital Management use?**
Oliver Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 1328 N Whitman Lane, Charles Schwab & Co., Inc., Fidelity 401(K) and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Oliver Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127606

**Does Oliver Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Households that do not meet the $500,000 published account minimum are subject to an additional 0.25% per year management fee."

**What changed in Oliver Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $422,343,530 to $505,526,239 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $500,000: 1.25% a year
- $500,000 to $2,000,000: 0.9% a year
- $2,000,000 to $5,000,000: 0.6% a year
- Above $5,000,000: 0.4% a year

> First $0 to $500,000 1.25% per year

> Next $500,000 to $2,000,000 0.90% per year

> Next $2,000,000 to $5,000,000 0.60% per year

> Over $5,000,000 0.40% per year

- Account minimum: $500,000

> Households that do not meet the $500,000 published account minimum are subject to an additional 0.25% per year management fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- 1328 N Whitman Lane
- Charles Schwab & Co., Inc.
- Fidelity 401(K)
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $505,526,239
- Discretionary: $48,836,956
- Non-discretionary: $456,689,283

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 342 | $119,894,697 |
| High net worth individuals | 110 | $308,588,944 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $62,918,557 |
| Corporations or other businesses not listed above | 26 | $14,124,041 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- olivercapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $270,201,711 | 3 | March 23, 2021 |
| October 2022 | $334,734,271 | 3 | March 22, 2022 |
| October 2023 | $289,157,586 | 2 | March 27, 2023 |
| October 2024 | $364,707,102 | 2 | February 29, 2024 |
| October 2025 | $422,343,530 | 2 | July 24, 2025 |
| October 2026 | $505,526,239 | 2 | March 25, 2026 |

Regulatory assets under management: $270,201,711 in the October 2021 data and $505,526,239 in the October 2026 data, up 87%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $422,343,530 to $505,526,239 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oliver Capital Management (CRD 127606): Form ADV filing data as of October 2026.