# Olde Raleigh Financial Group

> Olde Raleigh Financial Group is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 342848
- Filed as: OLDE RALEIGH FINANCIAL GROUP
- Legal name: AMI Enterprises Inc.
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342848
- AdvisorCensus page: https://advisorcensus.com/firm/olde-raleigh-financial-group-raleigh-nc-342848

## Quick answers

**How is Olde Raleigh Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Olde Raleigh Financial Group reports these compensation arrangements: a percentage of assets under its management.

**How much does Olde Raleigh Financial Group charge?**
Its Form ADV Part 2A brochure dated July 17, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Olde Raleigh Financial Group located?**
Olde Raleigh Financial Group's principal office is in Raleigh, NC, according to its Form ADV.

**Is Olde Raleigh Financial Group registered with the SEC or a state?**
Olde Raleigh Financial Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342848.

**How much does Olde Raleigh Financial Group manage?**
Olde Raleigh Financial Group reports $0 in regulatory assets under management in its Form ADV filing dated July 17, 2026.

**Does Olde Raleigh Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342848

**Does Olde Raleigh Financial Group state an account minimum?**
Its Form ADV Part 2A brochure dated July 17, 2026 says: "Our standard minimum account size for investment advisory relationships is $1,000,000."

**What changed in Olde Raleigh Financial Group's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 17, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Under our current standard schedule, the annual advisory fee will not exceed 2.00% per year.

- Account minimum: $1,000,000

> Our standard minimum account size for investment advisory relationships is $1,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, LA, MI, NC, NJ, NY, OH, PA, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [open.spotify.com/show/2IHG5RfiOvYfb0Rntszw08](https://open.spotify.com/show/2IHG5RfiOvYfb0Rntszw08)
- Facebook @olderaleighfinancial
- LinkedIn @olde-raleigh-financial-group

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Olde Raleigh Financial Group (CRD 342848): Form ADV filing data as of October 2026.