# Old Port Advisors

> Old Port Advisors is an SEC-registered investment advisory firm in Portland, ME, registered since 2001, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 31, 2026.

- CRD: 108228
- Filed as: OLD PORT ADVISORS
- Legal name: Old Port Advisors, Inc
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, ME
- Filing period: October 2026
- Form ADV filing dated: August 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108228
- AdvisorCensus page: https://advisorcensus.com/firm/old-port-advisors-portland-me-108228

## Quick answers

**How is Old Port Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Old Port Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Old Port Advisors located?**
Old Port Advisors' principal office is in Portland, ME, according to its Form ADV; the August 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Old Port Advisors registered with the SEC or a state?**
Old Port Advisors is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 108228.

**How much does Old Port Advisors manage?**
Old Port Advisors reports $782,788,909 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (93% discretionary).

**How have Old Port Advisors' assets and staff changed since 2021?**
In the Form ADV data for Old Port Advisors: Regulatory assets under management: $910,605,681 in the October 2021 data and $782,788,909 in the October 2026 data, down 14%. Total employees: 11 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Old Port Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (601); high net worth individuals (215); pension and profit sharing plans (but not the plan participants or government pension plans) (34).

**Which custodians does Old Port Advisors use?**
Old Port Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Old Port Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108228

**Does Old Port Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated August 31, 2026 says: "Our minimum account opening balance is $250,000." "Our Firm reserves the discretion to waive the account minimum."

**What changed in Old Port Advisors' recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 9 to 10.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 31, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Our minimum account opening balance is $250,000.

> Our Firm reserves the discretion to waive the account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $782,788,909
- Discretionary: $728,727,840
- Non-discretionary: $54,061,069

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 601 | $288,560,096 |
| High net worth individuals | 215 | $391,980,490 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 34 | $97,362,101 |
| Charitable organizations | Fewer than 5 | $2,942,031 |
| Corporations or other businesses not listed above | 6 | $1,944,191 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2001 (25 years)
- Employees: 14 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, MA, ME, NC, NH, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2025 filing
- Portland, ME

### Websites listed on Form ADV (Item 1.I)
- oldportadvisors.com
- LinkedIn @INVESTMENT-MANAGEMENT-&-CONSULTING-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $910,605,681 | 11 | April 1, 2021 |
| October 2022 | $1,108,742,667 | 13 | March 8, 2022 |
| October 2023 | $651,018,800 | 13 | April 1, 2023 |
| October 2024 | $698,391,919 | 12 | June 28, 2024 |
| October 2025 | $746,437,303 | 16 | July 29, 2025 |
| October 2026 | $782,788,909 | 14 | August 31, 2026 |

Regulatory assets under management: $910,605,681 in the October 2021 data and $782,788,909 in the October 2026 data, down 14%.
Total employees: 11 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 9 to 10.

### April 2026
- Employees performing advisory functions went from 11 to 9.
- No longer lists an office in Portland, ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Old Port Advisors (CRD 108228): Form ADV filing data as of October 2026.