{ "crd_number": 284472, "slug": "old-peak-limited-wanchai-284472", "primary_business_name": "OLD PEAK LIMITED", "legal_name": "OLD PEAK LIMITED", "dbas": [], "city": "Wanchai", "state": null, "country": "Hong Kong", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-08-21", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-04-30", "carried_forward": false, "raum_total": 1327530830.0, "raum_discretionary": 1327530830.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1327530830.0, "count": 8 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [], "websites": [ "https://oldpeakgroup.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284472", "disclosure_items": [ { "item": "11.B(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?" } ], "city_as_filed": "WANCHAI", "url": "https://advisorcensus.com/firm/old-peak-limited-wanchai-284472", "display_name": "Old Peak Limited", "summary": "Old Peak Limited is an SEC-registered investment advisory firm in Wanchai, Hong Kong, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.", "citation": "AdvisorCensus. Old Peak Limited (CRD 284472): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Old Peak Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Old Peak Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Old Peak Limited located?", "a": "Old Peak Limited's principal office is in Wanchai, Hong Kong, according to its Form ADV." }, { "q": "Is Old Peak Limited registered with the SEC or a state?", "a": "Old Peak Limited is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 284472." }, { "q": "How much does Old Peak Limited manage?", "a": "Old Peak Limited reports $1,327,530,830 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary)." }, { "q": "How have Old Peak Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Old Peak Limited: Regulatory assets under management: $494,560,170 in the October 2021 data and $1,327,530,830 in the October 2026 data, up 168%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Old Peak Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8)." }, { "q": "Does Old Peak Limited report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.B(2) (charge for a listed misdemeanor in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284472" }, { "q": "What changed in Old Peak Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $875,909,317 to $1,327,530,830 (+52%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 494560170.0, "total_employees": 7, "filing_date": "2021-07-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 912549405.0, "total_employees": 7, "filing_date": "2022-04-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 714871556.0, "total_employees": 7, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 778106012.0, "total_employees": 7, "filing_date": "2024-04-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 875909317.0, "total_employees": 7, "filing_date": "2025-04-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1327530830.0, "total_employees": 10, "filing_date": "2026-04-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $875,909,317 to $1,327,530,830 (+52%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/old-peak-limited-wanchai-284472.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 8, "fewer_than_5": false, "raum": 1327530830.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284472", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }