# Old Oak Financial Planning, Inc.

> Old Oak Financial Planning, Inc. is an SEC-registered investment advisory firm in Brighton, MI, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 122500
- Filed as: OLD OAK FINANCIAL PLANNING, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brighton, MI
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122500
- AdvisorCensus page: https://advisorcensus.com/firm/old-oak-financial-planning-inc-brighton-mi-122500

## Quick answers

**How is Old Oak Financial Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Old Oak Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Old Oak Financial Planning, Inc. located?**
Old Oak Financial Planning, Inc.'s principal office is in Brighton, MI, according to its Form ADV.

**Is Old Oak Financial Planning, Inc. registered with the SEC or a state?**
Old Oak Financial Planning, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 122500.

**How much does Old Oak Financial Planning, Inc. manage?**
Old Oak Financial Planning, Inc. reports $160,293,816 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (64% discretionary).

**How have Old Oak Financial Planning, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Old Oak Financial Planning, Inc.: Regulatory assets under management: $124,776,247 in the October 2021 data and $160,293,816 in the October 2026 data, up 28%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Old Oak Financial Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (214); high net worth individuals (50).

**Which custodians does Old Oak Financial Planning, Inc. use?**
Old Oak Financial Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Old Oak Financial Planning, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122500

**Does Old Oak Financial Planning, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 9, 2026 says: "Old Oak provides portfolio management services to individuals and high net worth individuals. We do not have a minimum account size for opening or maintaining an account."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Account minimum: None

> Old Oak provides portfolio management services to individuals and high net worth individuals. We do not have a minimum account size for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,293,816
- Discretionary: $102,994,158
- Non-discretionary: $57,299,658

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 214 | $57,457,568 |
| High net worth individuals | 50 | $102,836,248 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (6 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [oldoakfinancial.com](https://oldoakfinancial.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $124,776,247 | 2 | February 22, 2021 |
| October 2022 | $138,081,041 | 2 | August 10, 2022 |
| October 2023 | $112,835,966 | 2 | February 23, 2023 |
| October 2024 | $134,659,790 | 2 | March 12, 2024 |
| October 2025 | $153,328,261 | 2 | March 11, 2025 |
| October 2026 | $160,293,816 | 2 | March 9, 2026 |

Regulatory assets under management: $124,776,247 in the October 2021 data and $160,293,816 in the October 2026 data, up 28%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Old Oak Financial Planning, Inc. (CRD 122500): Form ADV filing data as of October 2026.