# Old Ironsides Energy, LLC

> Old Ironsides Energy, LLC is an SEC-registered investment advisory firm in Waltham, MA, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 168670
- Filed as: OLD IRONSIDES ENERGY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Waltham, MA
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168670
- AdvisorCensus page: https://advisorcensus.com/firm/old-ironsides-energy-llc-waltham-ma-168670

## Quick answers

**How is Old Ironsides Energy, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Old Ironsides Energy, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Old Ironsides Energy, LLC located?**
Old Ironsides Energy, LLC's principal office is in Waltham, MA, according to its Form ADV.

**Is Old Ironsides Energy, LLC registered with the SEC or a state?**
Old Ironsides Energy, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168670.

**How much does Old Ironsides Energy, LLC manage?**
Old Ironsides Energy, LLC reports $1,214,918,402 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary).

**How have Old Ironsides Energy, LLC's assets and staff changed since 2021?**
In the Form ADV data for Old Ironsides Energy, LLC: Regulatory assets under management: $1,414,960,562 in the October 2021 data and $1,214,918,402 in the October 2026 data, down 14%. Total employees: 22 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Old Ironsides Energy, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Does Old Ironsides Energy, LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168670

**Does Old Ironsides Energy, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 14, 2026 says: "The minimum investment requirement for the Funds is $10,000,000, though the General Partner of a Fund has the discretion to accept investments of lesser amounts."

**What changed in Old Ironsides Energy, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,132,702,653 to $1,298,405,680 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> The minimum investment requirement for the Funds is $10,000,000, though the General Partner of a Fund has the discretion to accept investments of lesser amounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,214,918,402
- Discretionary: $1,214,918,402
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $1,214,918,402 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168670

### Websites listed on Form ADV (Item 1.I)
- oldironsidesenergy.com
- LinkedIn @OLD-IRONSIDES-ENERGY-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,414,960,562 | 22 | March 29, 2021 |
| October 2022 | $1,917,356,441 | 21 | May 7, 2022 |
| October 2023 | $1,974,966,448 | 19 | March 30, 2023 |
| October 2024 | $1,423,429,267 | 15 | April 18, 2024 |
| October 2025 | $1,132,702,653 | 14 | May 1, 2025 |
| October 2026 | $1,214,918,402 | 13 | April 14, 2026 |

Regulatory assets under management: $1,414,960,562 in the October 2021 data and $1,214,918,402 in the October 2026 data, down 14%.
Total employees: 22 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,132,702,653 to $1,298,405,680 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Old Ironsides Energy, LLC (CRD 168670): Form ADV filing data as of October 2026.